DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Ricky Joe Dover

J.P. Morgan Securities LLCwirehouseAtlanta, Gadual registrantIAPD 5211858

Feed of 09/14/2026

Also filed as Ricky Joe Dover

At current firm

0 y

since Nov 10, 2025

In the industry

19 y

since Jun 19, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

J.P. Morgan Securities LLC wirehouse current
since Nov 10, 2025 · Atlanta, Ga
J.P. Morgan Securities LLC wirehouse
Apr 16, 2025 to Jul 6, 2025 · Atlanta, Ga
LPL Financial LLC BD affiliated
May 23, 2024 to Oct 8, 2024 · Stockbridge, Ga
Cetera Investment Advisers LLC BD affiliated
Feb 27, 2023 to May 9, 2023 · Woodstock, Ga
Empower Advisory Group, LLC BD affiliated
Jun 22, 2021 to Oct 10, 2022 · Atlanta, Ga
W&S Brokerage Services, Inc. BD affiliated
Oct 22, 2020 to Jun 8, 2021 · Peachtree Corner, Ga
Edward Jones national BD
Sep 4, 2019 to Oct 22, 2019 · Atlanta, Ga

Moves

a registration end followed by a registration begin elsewhere

LPL Financial LLC to J.P. Morgan Securities LLC
left Oct 8, 2024, registered Apr 16, 2025 (190 days) · Affiliated broker-dealer or bank to wirehouse
Cetera Investment Advisers LLC to LPL Financial LLC
left May 9, 2023, registered May 23, 2024 (380 days) · Affiliated broker-dealer or bank to another
Empower Advisory Group, LLC to Cetera Investment Advisers LLC
left Oct 10, 2022, registered Feb 27, 2023 (140 days) · Affiliated broker-dealer or bank to another · moved with a team
W&S Brokerage Services, Inc. to Empower Advisory Group, LLC
left Jun 8, 2021, registered Jun 22, 2021 (14 days) · Other
Edward Jones to W&S Brokerage Services, Inc.
left Oct 22, 2019, registered Oct 22, 2020 (366 days) · Affiliated broker-dealer or bank to another

Signals

Ricky Joe Dover left Lpl Financial Llc for J.P. Morgan Securities Llc (registered 2025-04-16)
Oct 8, 2024 · Advisor changed firm · fact
Ricky Joe Dover left Cetera Investment Advisers Llc for Lpl Financial Llc (registered 2024-05-23)
May 9, 2023 · Advisor changed firm · fact
Ricky Joe Dover left Empower Advisory Group, Llc for Cetera Investment Advisers Llc (registered 2023-02-27)
Oct 10, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address