DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

A••••• R••• S•••••

P•••• C•••••• F••••••••mixed wealthCenter Valley, Pa IA-onlyIAPD 5214607

Certified Financial Planner

Feed of 09/15/2026

Also filed as A••••• R••• Liberty

At current firm

0 y

since Feb 13, 2026

In the industry

19 y

since Nov 29, 2006 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

P•••• C•••••• F•••••••• mixed wealth current
since Feb 13, 2026 · Center Valley, Pa
E•••••• F•••••••• E•••••• independent RIA
Nov 19, 2019 to Mar 6, 2026 · Plymouth Meeting, Pa
F••••••• P••••••• A•• W•••••••• A••••••• former
Jul 13, 2018 to Oct 28, 2019 · Boston, Ma
S•••••••• A••••••• L•• national BD
May 18, 2012 to Jul 13, 2018 · King Of Prussia, Pa
A••••••••• F•••••••• S•••••••• L•• national BD
Nov 29, 2006 to Jul 9, 2007 · Virginia Beach, Va

Moves

a registration end followed by a registration begin elsewhere

E•••••• F•••••••• E•••••• to P•••• C•••••• F••••••••
left Mar 6, 2026, registered Feb 13, 2026 (-21 days) · RIA to RIA · moved with a team
F••••••• P••••••• A•• W•••••••• A••••••• to E•••••• F•••••••• E••••••
left Oct 28, 2019, registered Nov 19, 2019 (22 days) · Affiliated broker-dealer or bank to independent RIA
S•••••••• A••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••
left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move
A••••••••• F•••••••• S•••••••• L•• to S•••••••• A••••••• L••
left Jul 9, 2007, registered May 18, 2012 (1775 days) · Affiliated broker-dealer or bank to another

Signals

A••••• R••• S••••• left E•••••• F•••••••• E•••••• for P•••• C•••••• F•••••••• (registered 2026-02-13)
Mar 6, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wealth manager with institutional or fund businessderived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address