DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Joshua Steven Wood
Feed of 09/15/2026
At current firm
13 y
since Apr 25, 2013
In the industry
19 y
since Nov 21, 2006 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Capital Client Group, Inc. no RAUM currentsince Apr 25, 2013 · Carmel, In
- National Planning Corporation ("Npc Of America" In Fl & Ny) formerJul 23, 2012 to Nov 5, 2012 · Greencastle, In
- Advantage Investment Management, LLC formerApr 26, 2011 to Aug 1, 2012 · Greencastle, In
- Edward Jones national BDJul 16, 2007 to Apr 11, 2011 · Greencastle, In
- Ameriprise Financial Services, LLC national BDNov 22, 2006 to Jul 12, 2007 · Indianapolis, In
Moves
a registration end followed by a registration begin elsewhere
- National Planning Corporation ("Npc Of America" In Fl & Ny) to Capital Client Group, Inc.left Nov 5, 2012, registered Apr 25, 2013 (171 days) · Other
- Advantage Investment Management, LLC to National Planning Corporation ("Npc Of America" In Fl & Ny)left Aug 1, 2012, registered Jul 23, 2012 (-9 days) · Other
- Edward Jones to Advantage Investment Management, LLCleft Apr 11, 2011, registered Apr 26, 2011 (15 days) · Other
- Ameriprise Financial Services, LLC to Edward Jonesleft Jul 12, 2007, registered Jul 16, 2007 (4 days) · Affiliated broker-dealer or bank to another
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address