J•••• K•• W••••••••

• G••••• R••••••••• P••••••• L•• institutional current
  since Jun 21, 2017 · Edina, Mn
• I••••••••• F•••••••• P••••••• BD affiliated
  Apr 29, 2013 to Jun 21, 2017 · Edina, Mn
• L•• F•••••••• L•• BD affiliated
  Nov 30, 2010 to Feb 10, 2012 · Fort Mill, Sc
• N•• A•••••••• I••• unclassified
  Sep 15, 2009 to Nov 30, 2010 · Edina, Mn
• W•••• F•••• A••••••• wirehouse
  Apr 27, 2009 to Sep 22, 2009 · Bloomington, Mn

• I••••••••• F•••••••• P••••••• to G••••• R••••••••• P••••••• L••
  left Jun 21, 2017, registered Jun 21, 2017 (0 days) · Other · moved with a team
• L•• F•••••••• L•• to I••••••••• F•••••••• P•••••••
  left Feb 10, 2012, registered Apr 29, 2013 (444 days) · Other
• N•• A•••••••• I••• to L•• F•••••••• L••
  left Nov 30, 2010, registered Nov 30, 2010 (0 days) · corporate re-registration, not a move
• W•••• F•••• A••••••• to N•• A•••••••• I•••
  left Sep 22, 2009, registered Sep 15, 2009 (-7 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Institutional managerderived

Years in industry

17derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address