DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Jason Robert Brown
Certified Financial Planner
Feed of 09/15/2026
At current firm
2 y
since Dec 15, 2023
In the industry
18 y
since May 5, 2008 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Ep Wealth Advisors independent RIA currentsince Dec 15, 2023 · Torrance, Ca
- Next Financial Group, Inc. formerSep 13, 2019 to Jul 13, 2022 · Scottsdale, Az
- Pinnacle Peak Private Client Group, LLC independent RIAFeb 8, 2019 to Apr 26, 2019 · Scottsdale, Az
- Bcg Securities, Inc. independent RIAFeb 8, 2019 to Apr 30, 2019 · Scottsdale, Az
- Robert W. Baird & Co. Incorporated mixed wealthOct 16, 2018 to Dec 12, 2018 · Scottsdale, Az
- Vanguard Advisers, Inc. BD affiliatedMay 4, 2018 to Jun 27, 2018 · Scottsdale, Az
Moves
a registration end followed by a registration begin elsewhere
- Next Financial Group, Inc. to Ep Wealth Advisorsleft Jul 13, 2022, registered Dec 15, 2023 (520 days) · Affiliated broker-dealer or bank to independent RIA
- Bcg Securities, Inc. to Next Financial Group, Inc.left Apr 30, 2019, registered Sep 13, 2019 (136 days) · Affiliated broker-dealer or bank to another
- Pinnacle Peak Private Client Group, LLC to Bcg Securities, Inc.left Apr 26, 2019, registered Feb 8, 2019 (-77 days) · RIA to affiliated broker-dealer or bank
- Robert W. Baird & Co. Incorporated to Pinnacle Peak Private Client Group, LLCleft Dec 12, 2018, registered Feb 8, 2019 (58 days) · RIA to RIA
- Vanguard Advisers, Inc. to Robert W. Baird & Co. Incorporatedleft Jun 27, 2018, registered Oct 16, 2018 (111 days) · Affiliated broker-dealer or bank to independent RIA
Signals
- Jason Robert Brown left Next Financial Group, Inc. for Ep Wealth Advisors (registered 2023-12-15)Jul 13, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address