T•••• B••• S••••

• W•••• F•••• A••••••• wirehouse current
  since Aug 18, 2016 · Cle Elum, Wa
• J••• M••••• S••••••••• L•• wirehouse
  Oct 1, 2012 to Aug 15, 2016 · Seattle, Wa
• C•••• I••••••••• S••••••• C•••• former
  Jan 20, 2012 to Oct 1, 2012 · Seattle, Wa
• E••••• J•••• national BD
  Jan 10, 2007 to Sep 1, 2011 · St Louis, Mo

• J••• M••••• S••••••••• L•• to W•••• F•••• A•••••••
  left Aug 15, 2016, registered Aug 18, 2016 (3 days) · Wirehouse to wirehouse · moved with a team
• C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••
  left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
• E••••• J•••• to C•••• I••••••••• S••••••• C••••
  left Sep 1, 2011, registered Jan 20, 2012 (141 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

19derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address