RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••• T••• S•••••••
- C••••••• P••••••• independent RIA currentsince Mar 9, 2023 · Edmonds, Wa
- C••••• C•••••• M••••••••• I••• independent RIAApr 13, 2017 to Oct 23, 2019 · Lynnwood, Wa
- O••••••••• • C•• I••• BD affiliatedAug 10, 2015 to Apr 10, 2017 · Bellevue, Wa
- M••••• S•••••• wirehouseAug 9, 2013 to Aug 26, 2015 · Seattle, Wa
- C••••• C•••••• M••••••••• I••• to C••••••• P•••••••left Oct 23, 2019, registered Mar 9, 2023 (1233 days) · RIA to RIA
- O••••••••• • C•• I••• to C••••• C•••••• M••••••••• I•••left Apr 10, 2017, registered Apr 13, 2017 (3 days) · Other
- M••••• S•••••• to O••••••••• • C•• I•••left Aug 26, 2015, registered Aug 10, 2015 (-16 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address