DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C••••• C•••••• M••••••••• I•••
Latest filing Sep 3, 2026
First filing on the tape Feb 27, 2012 · 24 filings
SEC status approved since Apr 19, 2007
RAUM
$456M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$456M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$75.9M
derived; firm RAUM over IAPD count
Employees
6
6 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
24 filings and snapshots on the tape
RAUM$456M as of May 7, 2026
Feb 27, 2012$90.0M then
HNW client RAUM$373M as of May 7, 2026
Mar 15, 2018$125M then
State-registered IARs (5.B.3)6 as of May 7, 2026
Feb 27, 20120 then
Employees (5.A)6 as of May 7, 2026
Feb 11, 20133 then
Private funds: no history
RAUM +17% over the last fiscal year+16% a year over threeIARs 6 to 6offices 0 to 1
Practice profile
derived from the filing of Sep 3, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $75.9MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 65derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.7MderivedHNW RAUM over HNW clients
- Average account
- $371,260derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 3.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +17%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +13%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, otherreportedItem 5.G
- Custody
- $78.6M, 114 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$373M82%
- Individuals$82.2M18%
- Individual clients
- 250reported
- HNW clients
- 138reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 1,227reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- $78.6M for 114 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd= related_bank= bd_reps=0.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| S•••••• J•• C••••• | Lynnwood, Wa | Mar 15, 1996 | 30 y | 0 |
| L•••• M•••• B•••••• | Lynnwood, Wa | Sep 3, 2008 | 27 y | 2 |
| H••••• C• H••• | Lynnwood, Wa | Nov 28, 2018 | 13 y | 0 |
| J•••• L• O•••••••• | Lynnwood, Wa | Jul 6, 2022 | 10 y | 0 |
| K•••• R• C• M••••• | Lynnwood, Wa | Oct 2, 2023 | 10 y | 0 |
| C•••• L• M•••••••• | Lynnwood, Wa | Dec 19, 2023 | 13 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- R••• T••• S••••••• to C••••••• P•••••••Oct 23, 2019 · RIA to RIA
Joined, latest
- R••• T••• S••••••• from O••••••••• • C•• I•••Apr 13, 2017 · Other
- L•••• M•••• B•••••• from W•••• F•••• A•••••••Sep 3, 2008 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C•••••• S••••••• J•• · Presidentcontrolsince 01/1999 · owns 75% or more
- B••••••• L••••• M•••• · Vice President/Ownersince 01/2014 · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Lynnwood, Wa · principal | 6 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Financial planning clients · 251-500 to 251-500May 7, 2026 to Sep 3, 2026
- Other offices · 0 to 1May 7, 2026 to Sep 3, 2026
- Related adviser · false to unsetMay 7, 2026 to Sep 3, 2026
- Related bank · false to unsetMay 7, 2026 to Sep 3, 2026
- Related broker-dealer · false to unsetMay 7, 2026 to Sep 3, 2026
- Related insurance company · false to unsetMay 7, 2026 to Sep 3, 2026
- Succession · false to unsetMay 7, 2026 to Sep 3, 2026
- Accounts · 1,139 to 1,227Jan 9, 2025 to Jan 20, 2026
- HNW clients · 125 to 138Jan 9, 2025 to Jan 20, 2026
- Individual clients · 217 to 250Jan 9, 2025 to Jan 20, 2026
- Assets in custody · $85.0M to $78.6MJan 9, 2025 to Jan 20, 2026
- Discretionary RAUM · $390M to $456MJan 9, 2025 to Jan 20, 2026
- HNW RAUM · $309M to $373MJan 9, 2025 to Jan 20, 2026
- Individual RAUM · $81.0M to $82.2MJan 9, 2025 to Jan 20, 2026
- RAUM · $390M to $456MJan 9, 2025 to Jan 20, 2026
- Accounts · 1,098 to 1,139Jan 22, 2024 to Jan 9, 2025
- Advisory employees · 5 to 6Jan 22, 2024 to Jan 9, 2025
- HNW clients · 114 to 125Jan 22, 2024 to Jan 9, 2025
- Individual clients · 242 to 217Jan 22, 2024 to Jan 9, 2025
- Financial planning clients · 251-500 to 251-500Jan 22, 2024 to Jan 9, 2025
- Discretionary RAUM · $343M to $390MJan 22, 2024 to Jan 9, 2025
- HNW RAUM · $257M to $309MJan 22, 2024 to Jan 9, 2025
- Individual RAUM · $86.1M to $81.0MJan 22, 2024 to Jan 9, 2025
- RAUM · $343M to $390MJan 22, 2024 to Jan 9, 2025
- Accounts · 1,083 to 1,098Jan 31, 2023 to Jan 22, 2024
- Advisory employees · 4 to 5Jan 31, 2023 to Jan 22, 2024
- HNW clients · 96 to 114Jan 31, 2023 to Jan 22, 2024
- Individual clients · 270 to 242Jan 31, 2023 to Jan 22, 2024
- Employees · 5 to 6Jan 31, 2023 to Jan 22, 2024
- State-registered IARs · 4 to 6Jan 31, 2023 to Jan 22, 2024
- Discretionary RAUM · $295M to $343MJan 31, 2023 to Jan 22, 2024
- HNW RAUM · $205M to $257MJan 31, 2023 to Jan 22, 2024
- Individual RAUM · $90.3M to $86.1MJan 31, 2023 to Jan 22, 2024
- RAUM · $295M to $343MJan 31, 2023 to Jan 22, 2024
- Accounts · 910 to 1,083Feb 11, 2022 to Jan 31, 2023
- HNW clients · 109 to 96Feb 11, 2022 to Jan 31, 2023
- Individual clients · 237 to 270Feb 11, 2022 to Jan 31, 2023
- Assets in custody · $83.7M to $85.0MFeb 11, 2022 to Jan 31, 2023
- Employees · 6 to 5Feb 11, 2022 to Jan 31, 2023
- Discretionary RAUM · $342M to $295MFeb 11, 2022 to Jan 31, 2023
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- a••••••••@c•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 425-673-4060reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 425-778-3481reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/chaney-capital-managementreportedpublic record, Form ADV, Sep 19, 2026
- Website
- C•••••CAPITAL.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 425-673-4060reportedpublic record, Form ADV, Sep 3, 2026
- Contact form
- c•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- c•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $75.9Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026