RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• D• E•••••••
- N••••••••• I••••••••• A•••••••• L•• BD affiliated currentsince Apr 6, 2026 · Columbus, Oh
- K•••• L•• unclassifiedMay 21, 2020 to Dec 4, 2025 · Greenwood Village, Co
- M••••••••• R••••••••• BD affiliatedJul 26, 2017 to Apr 13, 2020 · Greenwood Village, Co
- W•••• F•••• A••••••• wirehouseJun 11, 2007 to Feb 19, 2008 · Greenwood Village, Co
- K•••• L•• to N••••••••• I••••••••• A•••••••• L••left Dec 4, 2025, registered Apr 6, 2026 (123 days) · Other
- M••••••••• R••••••••• to K•••• L••left Apr 13, 2020, registered May 21, 2020 (38 days) · Other
- W•••• F•••• A••••••• to M••••••••• R•••••••••left Feb 19, 2008, registered Jul 26, 2017 (3445 days) · Other
- D••••• D• E••••••• left K•••• L•• for N••••••••• I••••••••• A•••••••• L•• (registered 2026-04-06)Dec 4, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address