RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• E• H•••••
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Jun 29, 2026 · Avon, In
- H••••••••• F•••••••• A••••••• BD affiliated currentsince Jun 13, 2019 · Danville, In
- W••••••• F•••••••• S•••••••• I••• formerNov 14, 2011 to Jun 7, 2019 · Danville, In
- M•• F•••••••• S•••••••• I••• formerMar 18, 2010 to Nov 23, 2011 · Avon, In
- E••••• J•••• national BDDec 15, 2006 to Mar 8, 2010 · St Louis, Mo
- W••••••• F•••••••• S•••••••• I••• to H••••••••• F•••••••• A•••••••left Jun 7, 2019, registered Jun 13, 2019 (6 days) · Affiliated broker-dealer or bank to another
- M•• F•••••••• S•••••••• I••• to W••••••• F•••••••• S•••••••• I•••left Nov 23, 2011, registered Nov 14, 2011 (-9 days) · Other
- E••••• J•••• to M•• F•••••••• S•••••••• I•••left Mar 8, 2010, registered Mar 18, 2010 (10 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address