DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••••••• A•••••••• H•••••

U••• I••••••••• S••••••• C••••••no RAUMLittleton, Co dual registrantIAPD 5228457

Feed of 09/15/2026

Also filed as J••••••• A•••••••• H•••••

At current firm

0 y

since May 6, 2026

In the industry

19 y

since May 21, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

U••• I••••••••• S••••••• C•••••• no RAUM current
since May 6, 2026 · Littleton, Co
S•••••••• A••••••• L•• national BD
Mar 31, 2025 to Sep 16, 2025 · Lone Tree, Co
F••••••• P••••••• A•• W•••••••• A••••••• former
Jul 13, 2018 to Mar 31, 2025 · Boston, Ma
S•••••••• A••••••• L•• national BD
Oct 11, 2011 to Jul 13, 2018 · Denver, Co
T• R••• P•••• A••••••• S•••••••• I••• BD affiliated
Apr 14, 2010 to Sep 21, 2011 · Colorado Springs, Co

Moves

a registration end followed by a registration begin elsewhere

S•••••••• A••••••• L•• to U••• I••••••••• S••••••• C••••••
left Sep 16, 2025, registered May 6, 2026 (232 days) · Other
F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••
left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
S•••••••• A••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••
left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move
T• R••• P•••• A••••••• S•••••••• I••• to S•••••••• A••••••• L••
left Sep 21, 2011, registered Oct 11, 2011 (20 days) · Other

Signals

J••••••• A•••••••• H••••• left S•••••••• A••••••• L•• for U••• I••••••••• S••••••• C•••••• (registered 2026-05-06)
Sep 16, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: No RAUM reportedderived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address