M•••••• S•••• W•••••••

• A••••••• A••••••• S•••••••• L•• BD affiliated current
  since Mar 5, 2022 · Sumter, Sc
• P••• A••••• S••••••••• L•• BD affiliated
  Sep 3, 2019 to Mar 21, 2022 · Sumter, Sc
• N••••••••• M••••• I••••••••• S••••••••• no RAUM
  May 22, 2018 to May 3, 2019 · Omaha, Ne
• A••••• A•• P••••••• S••••••• BD affiliated
  May 9, 2016 to May 13, 2018 · Omaha, Ne
• E••••• J•••• national BD
  Apr 15, 2010 to Mar 9, 2016 · Chapel Hill, Nc

• P••• A••••• S••••••••• L•• to A••••••• A••••••• S•••••••• L••
  left Mar 21, 2022, registered Mar 5, 2022 (-16 days) · Affiliated broker-dealer or bank to another
• N••••••••• M••••• I••••••••• S••••••••• to P••• A••••• S••••••••• L••
  left May 3, 2019, registered Sep 3, 2019 (123 days) · Other
• A••••• A•• P••••••• S••••••• to N••••••••• M••••• I••••••••• S•••••••••
  left May 13, 2018, registered May 22, 2018 (9 days) · Other
• E••••• J•••• to A••••• A•• P••••••• S•••••••
  left Mar 9, 2016, registered May 9, 2016 (61 days) · Other

• ••• Locked
  Mar 21, 2022 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

16derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address