M•••••• B•••••

• S•••••••• A••••••• L•• national BD current
  since Mar 31, 2025 · Lancaster, Ny
• F••••••• P••••••• A•• W•••••••• A••••••• former
  Nov 25, 2020 to Mar 31, 2025 · Lancaster, Ny
• A••••• A•• P••••••• S••••••• BD affiliated
  Sep 15, 2015 to Nov 13, 2020 · Amherst, Ny
• K•• I••••••••• S••••••• L•• BD affiliated
  Jul 11, 2012 to Jul 16, 2012 · Williamsville, Ny
• H••• S••••••••• •••• I••• BD affiliated
  Aug 27, 2010 to Jul 11, 2012 · Williamsville, Ny

• F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••
  left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
• A••••• A•• P••••••• S••••••• to F••••••• P••••••• A•• W•••••••• A•••••••
  left Nov 13, 2020, registered Nov 25, 2020 (12 days) · Affiliated broker-dealer or bank to another · moved with a team
• K•• I••••••••• S••••••• L•• to A••••• A•• P••••••• S•••••••
  left Jul 16, 2012, registered Sep 15, 2015 (1156 days) · Other
• H••• S••••••••• •••• I••• to K•• I••••••••• S••••••• L••
  left Jul 11, 2012, registered Jul 11, 2012 (0 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

National broker-dealer RIAderived

Years in industry

19derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address