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Registered advisor
N••••• M•••• E•••••
Feed of 09/14/2026
Also filed as Nikki Marie Emrick
At current firm
1 y
since Oct 1, 2024
In the industry
17 y
since Jan 6, 2009 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- E••••• J•••• national BD currentsince Oct 1, 2024 · Murfreesboro, Tn
- W•••• F•••• A••••••• wirehouseJun 18, 2015 to Sep 18, 2024 · Vancouver, Wa
- A••••• A•• P••••••• S••••••• BD affiliatedJun 19, 2014 to Jun 19, 2015 · Portland, Or
- B••••••• I••••••••• S•••••••• I••• ••••• formerOct 15, 2012 to Jun 4, 2014 · Portland, Or
- W•••• F•••• A••••••• wirehouseJan 3, 2011 to Sep 18, 2012 · Portland, Or
- W•••• F•••• I••••••••• L•• unclassifiedJan 7, 2009 to Jan 3, 2011 · Portland, Or
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to E••••• J••••left Sep 18, 2024, registered Oct 1, 2024 (13 days) · Wirehouse to affiliated broker-dealer or bank
- A••••• A•• P••••••• S••••••• to W•••• F•••• A•••••••left Jun 19, 2015, registered Jun 18, 2015 (-1 days) · Other
- B••••••• I••••••••• S•••••••• I••• ••••• to A••••• A•• P••••••• S•••••••left Jun 4, 2014, registered Jun 19, 2014 (15 days) · Other
- W•••• F•••• A••••••• to B••••••• I••••••••• S•••••••• I••• •••••left Sep 18, 2012, registered Oct 15, 2012 (27 days) · Other
- W•••• F•••• I••••••••• L•• to W•••• F•••• A•••••••left Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move
Signals
- N••••• M•••• E••••• left W•••• F•••• A••••••• for E••••• J•••• (registered 2024-10-01)Sep 18, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address