DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Stacy Ann Wells
Feed of 09/14/2026
Also filed as Stacy Ann Leutner
At current firm
1 y
since Jul 21, 2025
In the industry
19 y
since Dec 15, 2006 (earliest exam, job or registration)
Prior registered firms
9
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65, S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Wealth Enhancement Advisory Services, LLC BD affiliated currentsince Jul 21, 2025 · St Helena, Ca
- Trb Wealth Management, LLC otherMar 30, 2023 to Oct 18, 2023 · Houston, Tx
- Frost Investment Services BD affiliatedJan 26, 2022 to Feb 16, 2023 · Dallas, Tx
- Frost Investment Services BD affiliatedSep 5, 2019 to Dec 31, 2021 · Dallas, Tx
- 1st Global Advisors Inc formerMar 29, 2019 to Jul 31, 2019 · Dallas, Tx
- Capital One Advisors, LLC formerDec 15, 2016 to Sep 19, 2018 · Dallas, Tx
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJul 14, 2014 to Aug 24, 2016 · Austin, Tx
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSep 11, 2012 to Jan 16, 2014 · Roseville, Ca
- Chase Investment Services Corp. formerJun 18, 2010 to Jul 9, 2012 · Lincoln, Ca
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOct 13, 2008 to Jun 11, 2010 · Dallas, Tx
Moves
a registration end followed by a registration begin elsewhere
- Trb Wealth Management, LLC to Wealth Enhancement Advisory Services, LLCleft Oct 18, 2023, registered Jul 21, 2025 (642 days) · RIA to affiliated broker-dealer or bank
- Frost Investment Services to Trb Wealth Management, LLCleft Feb 16, 2023, registered Mar 30, 2023 (42 days) · Affiliated broker-dealer or bank to independent RIA
- 1st Global Advisors Inc to Frost Investment Servicesleft Jul 31, 2019, registered Sep 5, 2019 (36 days) · Affiliated broker-dealer or bank to another
- Capital One Advisors, LLC to 1st Global Advisors Incleft Sep 19, 2018, registered Mar 29, 2019 (191 days) · Affiliated broker-dealer or bank to another
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Capital One Advisors, LLCleft Aug 24, 2016, registered Dec 15, 2016 (113 days) · Other
- Chase Investment Services Corp. to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Jul 9, 2012, registered Sep 11, 2012 (64 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Chase Investment Services Corp.left Jun 11, 2010, registered Jun 18, 2010 (7 days) · Other
Signals
- Stacy Ann Wells left Trb Wealth Management, Llc for Wealth Enhancement Advisory Services, Llc (registered 2025-07-21)Oct 18, 2023 · Advisor changed firm · fact
- Stacy Ann Wells left Frost Investment Services for Trb Wealth Management, Llc (registered 2023-03-30)Feb 16, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address