DFX Intelligence
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Registered advisor
B••••••• W•••••• G••••••
Feed of 09/14/2026
Also filed as B•••• G••••••••• G••••••••• W•••••• G••••••••• G••••••
At current firm
1 y
since Jun 6, 2025
In the industry
19 y
since Oct 24, 2006 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Jun 6, 2025 · Beverly Hills, Ca
- J••• M••••• S••••••••• L•• wirehouseMay 24, 2018 to Jun 15, 2025 · Los Angeles, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseSep 21, 2010 to May 25, 2018 · Los Angeles, Ca
- T• A••••••••• I••••••••• M••••••••• L•• formerJun 13, 2008 to Jul 7, 2010 · New York, Ny
- T• A••••••••• I••• formerJun 13, 2008 to Jul 7, 2010 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- J••• M••••• S••••••••• L•• to M••••• S••••••left Jun 15, 2025, registered Jun 6, 2025 (-9 days) · Wirehouse to wirehouse
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• S••••••••• L••left May 25, 2018, registered May 24, 2018 (-1 days) · Wirehouse to wirehouse · moved with a team
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Jul 7, 2010, registered Jun 13, 2008 (-754 days) · channel change inside one enterprise, not a move
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Jul 7, 2010, registered Jun 13, 2008 (-754 days) · Other
Signals
- ••• LockedJun 15, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address