RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
N••••••• R••••• B••••••
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Jun 3, 2025 · Tuscaloosa, Al
- S•••••• N••••••• • C••••••• I••••••••• national BDAug 1, 2019 to Jun 12, 2025 · Brevard, Nc
- E••••• J•••• national BDJul 13, 2011 to Aug 7, 2019 · St Louis, Mo
- A••••••• A••••••• S••••••• formerSep 14, 2007 to Jul 12, 2011 · Homewood, Al
- I••••• F•••••••• C••••••••• formerJun 1, 2007 to Aug 17, 2007 · Appleton, Wi
- F•••• H•••••• A•••••••• I•• formerFeb 1, 2007 to Jun 4, 2007 · Tuscaloosa, Al
- S•••••• N••••••• • C••••••• I••••••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Jun 12, 2025, registered Jun 3, 2025 (-9 days) · Affiliated broker-dealer or bank to another
- E••••• J•••• to S•••••• N••••••• • C••••••• I•••••••••left Aug 7, 2019, registered Aug 1, 2019 (-6 days) · Affiliated broker-dealer or bank to another
- A••••••• A••••••• S••••••• to E••••• J••••left Jul 12, 2011, registered Jul 13, 2011 (1 days) · Other
- I••••• F•••••••• C••••••••• to A••••••• A••••••• S•••••••left Aug 17, 2007, registered Sep 14, 2007 (28 days) · Other
- F•••• H•••••• A•••••••• I•• to I••••• F•••••••• C•••••••••left Jun 4, 2007, registered Jun 1, 2007 (-3 days) · Other
- N••••••• R••••• B•••••• left S•••••• N••••••• • C••••••• I••••••••• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2025-06-03)Jun 12, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address