RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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H••• Y••• K••
- •••••••• independent RIA currentsince Jul 14, 2026 · Issaquah, Wa
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedSep 11, 2020 to Jul 15, 2026 · Issaquah, Wa
- K•• I••••••••• S••••••• L•• BD affiliatedDec 20, 2010 to Sep 24, 2020 · Tacoma, Wa
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 23, 2009 to Jan 3, 2011 · Bellevue, Wa
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedJan 19, 2007 to Oct 23, 2009 · Bellevue, Wa
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to ••••••••left Jul 15, 2026, registered Jul 14, 2026 (-1 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- K•• I••••••••• S••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Sep 24, 2020, registered Sep 11, 2020 (-13 days) · Affiliated broker-dealer or bank to another · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to K•• I••••••••• S••••••• L••left Jan 3, 2011, registered Dec 20, 2010 (-14 days) · Other
- B••• O• A•••••• I••••••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Oct 23, 2009, registered Oct 23, 2009 (0 days) · corporate re-registration, not a move
- H••• Y••• K•• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for &Partners (registered 2026-07-14)Jul 15, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address