RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• L••• B••••
- F••••••••• I••••••••• A••••••• L•• independent RIA currentsince Sep 23, 2025 · St.Louis, Mo
- P••••••••• C•••••• A••••••• independent RIASep 13, 2021 to Oct 1, 2025 · Westlake, Oh
- W•••• F•••• A••••••• wirehouseAug 5, 2019 to Sep 1, 2021 · St. Louis, Mo
- C••••• S••••• A•••••••• I••• formerDec 22, 2014 to Jan 4, 2016 · St Peters, Mo
- O••••••• A••••••• A•• F•••••••• S•••••••• L•• formerDec 7, 2012 to Jan 7, 2015 · Columnia, Il
- M•• F•••••••• S•••••••• I••• formerNov 25, 2008 to Oct 23, 2012 · St. Louis, Mo
- E••••• J•••• national BDApr 24, 2007 to Sep 5, 2008 · St Louis, Mo
- P••••••••• C•••••• A••••••• to F••••••••• I••••••••• A••••••• L••left Oct 1, 2025, registered Sep 23, 2025 (-8 days) · RIA to RIA · moved with a team
- W•••• F•••• A••••••• to P••••••••• C•••••• A•••••••left Sep 1, 2021, registered Sep 13, 2021 (12 days) · Wirehouse to independent RIA
- C••••• S••••• A•••••••• I••• to W•••• F•••• A•••••••left Jan 4, 2016, registered Aug 5, 2019 (1309 days) · Other
- O••••••• A••••••• A•• F•••••••• S•••••••• L•• to C••••• S••••• A•••••••• I•••left Jan 7, 2015, registered Dec 22, 2014 (-16 days) · Other
- M•• F•••••••• S•••••••• I••• to O••••••• A••••••• A•• F•••••••• S•••••••• L••left Oct 23, 2012, registered Dec 7, 2012 (45 days) · Other
- E••••• J•••• to M•• F•••••••• S•••••••• I•••left Sep 5, 2008, registered Nov 25, 2008 (81 days) · Other
- J•••• L••• B•••• left P••••••••• C•••••• A••••••• for F••••••••• I••••••••• A••••••• L•• (registered 2025-09-23)Oct 1, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address