RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P••• R• D••••
- J••••• M••••••••• S•••• L•• BD affiliated currentsince Jun 4, 2024 · Washington, Dc
- J••• H•••••• I••••••••• M••••••••• L•• asset managerNov 8, 2018 to Jul 31, 2019 · Boston, Ma
- M••••••• I••••••••• M••••••••• ••• L•• asset managerSep 6, 2017 to Nov 8, 2018 · Boston, Ma
- W•••• F•••• A••••••• wirehouseNov 11, 2008 to Jul 19, 2010 · Bethesda, Md
- J••• H•••••• I••••••••• M••••••••• L•• to J••••• M••••••••• S•••• L••left Jul 31, 2019, registered Jun 4, 2024 (1770 days) · Other
- M••••••• I••••••••• M••••••••• ••• L•• to J••• H•••••• I••••••••• M••••••••• L••left Nov 8, 2018, registered Nov 8, 2018 (0 days) · corporate re-registration, not a move
- W•••• F•••• A••••••• to M••••••• I••••••••• M••••••••• ••• L••left Jul 19, 2010, registered Sep 6, 2017 (2606 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address