RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••••• D•••• M•••••••
- F•••• C••••••• I••••••• S•••••••• I••• BD affiliated currentsince Sep 10, 2026 · Moorhead, Mn
- L•• F•••••••• L•• BD affiliated currentsince Jul 19, 2023 · Spooner, Wi
- B••••••• I••••••••• S•••••••• I••• ••••• formerOct 4, 2010 to Jul 19, 2023 · Fargo, Nd
- E•• A••••••• BD affiliatedJun 2, 2008 to Aug 3, 2010 · Cambridge, Mn
- E••••• J•••• national BDFeb 1, 2007 to Apr 2, 2008 · St Louis, Mo
- B••••••• I••••••••• S•••••••• I••• ••••• to L•• F•••••••• L••left Jul 19, 2023, registered Jul 19, 2023 (0 days) · corporate re-registration, not a move
- E•• A••••••• to B••••••• I••••••••• S•••••••• I••• •••••left Aug 3, 2010, registered Oct 4, 2010 (62 days) · Other
- E••••• J•••• to E•• A•••••••left Apr 2, 2008, registered Jun 2, 2008 (61 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address