DFX Intelligence
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Registered advisor
N•••• J••••• K•••••
Feed of 09/15/2026
Also filed as N•••• J••••• K••••••••• J••••• K••••••••• K•••••
At current firm
1 y
since Sep 23, 2025
In the industry
16 y
since May 1, 2010 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
3
dated events on this person
Registration history
IAPD current and previous registrations
- J••• M••••• S••••••••• L•• wirehouse currentsince Sep 23, 2025 · Acworth, Ga
- S•••••••• A••••••• L•• national BDMar 31, 2025 to Sep 16, 2025 · Kennesaw, Ga
- F••••••• P••••••• A•• W•••••••• A••••••• formerJul 31, 2024 to Mar 31, 2025 · Kennesaw, Ga
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseNov 22, 2023 to Jun 13, 2024 · Atlanta, Ga
- W•••• F•••• A••••••• wirehouseNov 30, 2022 to Nov 2, 2023 · Marietta, Ga
Moves
a registration end followed by a registration begin elsewhere
- S•••••••• A••••••• L•• to J••• M••••• S••••••••• L••left Sep 16, 2025, registered Sep 23, 2025 (7 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
- F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to F••••••• P••••••• A•• W•••••••• A•••••••left Jun 13, 2024, registered Jul 31, 2024 (48 days) · Wirehouse to affiliated broker-dealer or bank
- W•••• F•••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Nov 2, 2023, registered Nov 22, 2023 (20 days) · Wirehouse to wirehouse
Signals
- ••• LockedSep 16, 2025 · Advisor changed firm · fact
- ••• LockedJun 13, 2024 · Advisor changed firm · fact
- ••• LockedNov 2, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address