DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Edward Joseph Nescio

Charles Schwab & Co., Inc.national BDWayne, Padual registrantIAPD 5257053

Certified Financial Planner

Feed of 09/14/2026

Also filed as Edward J Nescio

At current firm

2 y

since Feb 14, 2024

In the industry

18 y

since Oct 29, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Charles Schwab & Co., Inc. national BD current
since Feb 14, 2024 · Wayne, Pa
Morgan Stanley wirehouse
Sep 5, 2023 to Jan 19, 2024 · West Conshohocken, Pa
E*Trade Capital Management, LLC former
Apr 25, 2019 to Sep 5, 2023 · King Of Prussia, Pa
Fidelity Personal And Workplace Advisors former
Jul 13, 2018 to Apr 15, 2019 · Boston, Ma
Strategic Advisers LLC national BD
Jun 19, 2013 to Jul 13, 2018 · King Of Prussia, Pa
Bny Mellon Advisors, Inc. bank affiliated
Oct 30, 2007 to Nov 30, 2011 · New York, Ny

Moves

a registration end followed by a registration begin elsewhere

Morgan Stanley to Charles Schwab & Co., Inc.
left Jan 19, 2024, registered Feb 14, 2024 (26 days) · Wirehouse to affiliated broker-dealer or bank
E*Trade Capital Management, LLC to Morgan Stanley
left Sep 5, 2023, registered Sep 5, 2023 (0 days) · corporate re-registration, not a move
Fidelity Personal And Workplace Advisors to E*Trade Capital Management, LLC
left Apr 15, 2019, registered Apr 25, 2019 (10 days) · Affiliated broker-dealer or bank to independent RIA
Strategic Advisers LLC to Fidelity Personal And Workplace Advisors
left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move
Bny Mellon Advisors, Inc. to Strategic Advisers LLC
left Nov 30, 2011, registered Jun 19, 2013 (567 days) · Other

Signals

Edward Joseph Nescio left Morgan Stanley for Charles Schwab & Co., Inc. (registered 2024-02-14)
Jan 19, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address