DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Keith Edward Maurer
Feed of 09/14/2026
Also filed as Keith Edward Maurer
At current firm
11 y
since Jan 6, 2015
In the industry
19 y
since Mar 29, 2007 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Cetera Investment Advisers LLC BD affiliated currentsince Jan 6, 2015 · Bloomington, Il
- Raymond James Financial Services Advisors, Inc BD affiliatedMar 22, 2013 to Jan 5, 2015 · Bourbonnais, Il
- Morgan Stanley wirehouseMar 23, 2011 to Mar 8, 2013 · Orland Park, Il
- Lakeside Wealth Management Group, LLC formerJun 2, 2009 to Mar 29, 2010 · Chesterton, In
- UBS Financial Services Inc. wirehouseNov 12, 2008 to Jun 17, 2009 · Chicago, Il
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseMar 30, 2007 to Nov 14, 2008 · Merrillville, In
Moves
a registration end followed by a registration begin elsewhere
- Raymond James Financial Services Advisors, Inc to Cetera Investment Advisers LLCleft Jan 5, 2015, registered Jan 6, 2015 (1 days) · Other
- Morgan Stanley to Raymond James Financial Services Advisors, Incleft Mar 8, 2013, registered Mar 22, 2013 (14 days) · Other
- Lakeside Wealth Management Group, LLC to Morgan Stanleyleft Mar 29, 2010, registered Mar 23, 2011 (359 days) · Other
- UBS Financial Services Inc. to Lakeside Wealth Management Group, LLCleft Jun 17, 2009, registered Jun 2, 2009 (-15 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to UBS Financial Services Inc.left Nov 14, 2008, registered Nov 12, 2008 (-2 days) · Wirehouse to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address