RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••••• A••••••• E•••••••
- V••• I••••••••• P•••••••• L•• institutional currentsince Jan 26, 2026 · Lawrence, Ks
- N••••• I••••••••• L•• otherJan 7, 2015 to Dec 31, 2025 · Kansas City, Mo
- W•••••• • R••• formerDec 12, 2013 to Mar 10, 2014 · Overland Park, Ks
- M••••• S•••••• wirehouseMay 3, 2010 to Dec 2, 2013 · Chicago, Il
- C•••••••• G••••• M•••••• I••• BD affiliatedFeb 21, 2007 to May 19, 2010 · Chicago, Il
- N••••• I••••••••• L•• to V••• I••••••••• P•••••••• L••left Dec 31, 2025, registered Jan 26, 2026 (26 days) · Other
- W•••••• • R••• to N••••• I••••••••• L••left Mar 10, 2014, registered Jan 7, 2015 (303 days) · Other
- M••••• S•••••• to W•••••• • R•••left Dec 2, 2013, registered Dec 12, 2013 (10 days) · Other
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left May 19, 2010, registered May 3, 2010 (-16 days) · Other
- R•••••• A••••••• E••••••• left N••••• I••••••••• L•• for V••• I••••••••• P•••••••• L•• (registered 2026-01-26)Dec 31, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address