DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Veta Investment Partners, LLC
Latest filing Aug 31, 2026
First filing on the tape Jun 12, 2020 · 21 filings
SEC status approved since Jul 13, 2020
RAUM
$2.8B
reported, Item 5.F
Discretionary
2.7%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$930M
derived; firm RAUM over IAPD count
Employees
10
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$2.8B as of Aug 31, 2026
Mar 29, 2021$399M then
HNW client RAUM: no history
State-registered IARs (5.B.3)2 as of Aug 31, 2026
Mar 29, 20213 then
Employees (5.A)10 as of Aug 31, 2026
Mar 29, 20219 then
Private funds: no history
RAUM -38% over the last fiscal year+13% a year over threeIARs 2 to 2offices 0 to 1
Practice profile
derived from the filing of Aug 31, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- RAUM per advisor
- $930MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $697MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 2.7%derivedof RAUM
- Institutional
- 97%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.3derivedItem 5.A over advisors
- Advisors per office
- 1.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -38%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutionsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Insurance companies$2.7B97%
- Other investment advisers$74.7M2.7%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 4reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.0 fund_share=0.03 institutional_share=0.97 related_bd=true related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Phonvilouth Vilayoune | Lawrence, Ks | Jul 13, 2020 | 11 y | 0 |
| Rositsa Angelova Esenberg | Lawrence, Ks | Jan 26, 2026 | 19 y | 4 |
| Jeffrey M SwartsCertified Financial Planner | Lawrence, Ks | May 8, 2026 | 21 y | 0 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Rositsa Angelova Esenberg from Nuance Investments, LLCJan 26, 2026 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Allen Christopher Bartak · Managercontrolsince 10/2022 · owns less than 5%
- Lee Jordan Canfield · Managercontrolsince 11/2019 · owns less than 5%
- Phonvilouth Vilayoune · President & Ceo, Ccocontrolsince 11/2019 · owns less than 5%
- James David Callanan · Trusteecontrolsince 12/2021 · owns F of Karlun M. Callanan Irrevocable Trust A 2016
- Michelle Eileen Canfield · Trusteecontrolsince 12/2020 · owns F of Canfield Family Dynasty Trust
- Thomas Canfield · Managercontrolsince 12/2020 · owns F of J10z15 Investments, LLC
- Phonvilouth Vilayoune · Membercontrolsince 07/2019 · owns 75% or more of Vig LLC
Entity owners
- Veta Holdings, LLC · Memberdirect · owns 50% to 75%
- Vig LLC · Memberdirect · owns 25% to 50%
- Canfield Family Dynasty Trust · Sole Memberindirect · owns 75% or more of J10z15 Investments, LLC
- Foster Family Descendants Trust · Memberindirect · owns 25% to 50% of Veta Holdings, LLC
- J10z15 Investments, LLC · Memberindirect · owns 25% to 50% of Veta Holdings, LLC
- Karlun M. Callanan Irrevocable Trust A 2016 · Memberindirect · owns 25% to 50% of Veta Holdings, LLC
- Truist Delaware Trust Company · Trusteeindirect · owns F of Foster Family Descendants Trust
- First State Trust Company · Trusteeindirect · owns F of Canfield Family Dynasty Trust
Related persons
Schedule D 7.A
- Advisors Excel, LLCreal estaten
- Ae Financial Services, LLCbroker-dealern
- Ae Wealth Management, LLCinvestment advisernRAUM $50B
- Asset Marketing Systems, LLCreal estaten
- Innovation Design Group, LLCreal estaten
- Madison Avenue Securities, LLCbroker-dealerinvestment adviserreal estatenRAUM $2.0B
- The Impact Partnership, LLCreal estaten
Advisers that list Veta Investment Partners, LLC as a related person
- 313928 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Lawrence, Ks · principal | 3 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- discretionary share shiftChange between filings · filing Mar 30, 2026discretionary share of RAUM moved from 100.0% to 3.0% between the annual amendments of 2025-03-26 and 2026-03-30peers: institutional managers, $1B to $5B (121)
- RAUM down 25 %Change between filings · filing Mar 30, 2026RAUM (Item 5.F) moved from $4,492,707,040 to $2,788,813,494 (-38.0%) between the annual amendments of 2025-03-26 and 2026-03-30; the peer median change was +15.0% (105 comparable advisers, 4.0th percentile of changes)peers: institutional managers, $1B to $5B (105) · 3.8% percentile
What changed
consecutive filings, newest first
- Other offices · 0 to 1Mar 30, 2026 to May 28, 2026
- Accounts · 8 to 4Jan 26, 2026 to Mar 30, 2026
- Advisory activities · 2 to 1Jan 26, 2026 to Mar 30, 2026
- Employees · 6 to 10Jan 26, 2026 to Mar 30, 2026
- Discretionary RAUM · $4.5B to $74.7MJan 26, 2026 to Mar 30, 2026
- Non-discretionary RAUM · $0 to $2.7BJan 26, 2026 to Mar 30, 2026
- RAUM · $4.5B to $2.8BJan 26, 2026 to Mar 30, 2026
- Accounts · 6 to 8Mar 19, 2024 to Mar 26, 2025
- BD registered reps · 2 to 0Mar 19, 2024 to Mar 26, 2025
- Financial planning clients · unset to Mar 19, 2024 to Mar 26, 2025
- Discretionary RAUM · $3.1B to $4.5BMar 19, 2024 to Mar 26, 2025
- RAUM · $3.1B to $4.5BMar 19, 2024 to Mar 26, 2025
- Accounts · 4 to 6Jan 3, 2024 to Mar 19, 2024
- Other offices · 1 to 0Jan 3, 2024 to Mar 19, 2024
- Discretionary RAUM · $1.9B to $3.1BJan 3, 2024 to Mar 19, 2024
- RAUM · $1.9B to $3.1BJan 3, 2024 to Mar 19, 2024
- HQ city · TOPEKA to LAWRENCEMar 22, 2023 to Dec 21, 2023
- Accounts · 2 to 4Nov 17, 2022 to Mar 22, 2023
- Discretionary RAUM · $1.2B to $1.9BNov 17, 2022 to Mar 22, 2023
- RAUM · $1.2B to $1.9BNov 17, 2022 to Mar 22, 2023
- Advisory employees · 3 to 2Apr 19, 2022 to Nov 14, 2022
- BD registered reps · 0 to 2Apr 19, 2022 to Nov 14, 2022
- Employees · 9 to 6Apr 19, 2022 to Nov 14, 2022
- State-registered IARs · 3 to 2Apr 19, 2022 to Nov 14, 2022
- Discretionary RAUM · $399M to $1.2BSep 22, 2021 to Jan 18, 2022
- RAUM · $399M to $1.2BSep 22, 2021 to Jan 18, 2022
- Accounts · 1 to 2Dec 23, 2020 to Mar 29, 2021
- Discretionary RAUM · $204M to $399MDec 23, 2020 to Mar 29, 2021
- RAUM · $204M to $399MDec 23, 2020 to Mar 29, 2021
- Accounts · unset to 1.0Jul 7, 2020 to Nov 9, 2020
- Advisory employees · 2 to 3Jul 7, 2020 to Nov 9, 2020
- Advisory activities · 3 to 2Jul 7, 2020 to Nov 9, 2020
- Employees · 4 to 9Jul 7, 2020 to Nov 9, 2020
- Financial planning clients · 0 to unsetJul 7, 2020 to Nov 9, 2020
- State-registered IARs · 2 to 3Jul 7, 2020 to Nov 9, 2020
- Discretionary RAUM · unset to 204015030.0Jul 7, 2020 to Nov 9, 2020
- Non-discretionary RAUM · unset to 0.0Jul 7, 2020 to Nov 9, 2020
- RAUM · unset to 204015030.0Jul 7, 2020 to Nov 9, 2020
Signals
14 dated events
- Veta Investment Partners, Llc reported RAUM $2.8B, down 38% from $4.5B (2026-01-26 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- Veta Investment Partners, Llc reported RAUM $4.5B, up 43% from $3.1B (2024-03-19 to 2025-03-26)Mar 26, 2025 · RAUM change · derived
- Veta Investment Partners, Llc reported RAUM $3.1B, up 65% from $1.9B (2024-01-03 to 2024-03-19)Mar 19, 2024 · RAUM change · derived
- Marie Karlun Callanan (Trustee) no longer on Schedule A of Veta Investment Partners, Llc (listed 2023-03-22, absent 2023-12-21)Dec 21, 2023 · Control person left · inference
- Ann Jennifer Foster (Trustee) no longer on Schedule A of Veta Investment Partners, Llc (listed 2023-03-22, absent 2023-12-21)Dec 21, 2023 · Control person left · inference
- James David Callanan (Trustee) appeared on Schedule A of Veta Investment Partners, LlcDec 21, 2023 · Control person joined · fact
- Veta Investment Partners, Llc reported RAUM $1.9B, up 58% from $1.2B (2022-11-17 to 2023-03-22)Mar 22, 2023 · RAUM change · derived
- James David Callanan (Manager) no longer on Schedule A of Veta Investment Partners, Llc (listed 2022-04-19, absent 2022-11-14)Nov 14, 2022 · Control person left · inference
- Allen Christopher Bartak (Manager) appeared on Schedule A of Veta Investment Partners, LlcNov 14, 2022 · Control person joined · fact
- Veta Investment Partners, Llc reported RAUM $1.2B, up 203% from $398.9M (2021-09-22 to 2022-01-18)Jan 18, 2022 · RAUM change · derived
- Lee Jordan Canfield (Manager) appeared on Schedule A of Veta Investment Partners, LlcSep 22, 2021 · Control person joined · fact
- Thomas Canfield (Manager) appeared on Schedule A of Veta Investment Partners, LlcMay 6, 2021 · Control person joined · fact
- Veta Investment Partners, Llc reported RAUM $398.9M, up 96% from $204.0M (2020-12-23 to 2021-03-29)Mar 29, 2021 · RAUM change · derived
- Veta Investment Partners, Llc filed its initial SEC registration (Form ADV)Jun 12, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/veta-investment-partnersreportedpublic record, Form ADV, Sep 17, 2026
- Website
- vetainvestmentpartners.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 646-630-3218reportedpublic record, Form ADV, Aug 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Institutional managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $930Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026