DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Nuance Investments, LLC
Latest filing Jul 1, 2026
First filing on the tape Dec 20, 2011 · 42 filings
SEC status approved since Oct 22, 2008
RAUM
$984M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
14%
$141M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$328M
derived; firm RAUM over IAPD count
Employees
11
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
42 filings and snapshots on the tape
RAUM$984M as of Jul 1, 2026
Mar 30, 2012$151M then
HNW client RAUM$49.4M as of Jul 1, 2026
Mar 28, 2018$24.8M then
State-registered IARs (5.B.3)4 as of Jul 1, 2026
Mar 22, 20131 then
Employees (5.A)11 as of Jul 1, 2026
Mar 22, 20136 then
Private funds: no history
RAUM -65% over the last fiscal year-44% a year over threeIARs 8 to 4offices 1 to 0
Practice profile
derived from the filing of Jul 1, 2026; every figure names its basis
- RAUM per advisor
- $328MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 79derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.8MderivedHNW RAUM over HNW clients
- Average account
- $3.8MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 34%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.7derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -65%derivedbetween the last two annual amendments
- Advisor growth, one year
- -50%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -37%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for investment companiesreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$444M45%
- Pension and profit-sharing plans$192M19%
- Individuals$91.4M9.3%
- Charitable organizations$90.8M9.2%
- Corporations and businesses$66.8M6.8%
- State and municipal entities$49.9M5.1%
- High-net-worth individuals$49.4M5.0%
- Individual clients
- 208reported
- HNW clients
- 28reported
- Pension plan clients
- 5reported
- Charitable clients
- 5reported
- Accounts
- 257reported
- Financial planning clients
- reported
- Wrap fee programs
- $0 sponsored, $6.1M managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.14 fund_share=0.45 institutional_share=0.34 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Scott Anthony MooreChartered Financial Analyst | Kansas City, Mo | Dec 20, 2011 | 27 y | 1 |
| Jack Anthony MeurerChartered Financial Analyst | West Bend, Wi | Jul 27, 2022 | 14 y | 0 |
| David Adam WestChartered Financial Analyst | Kansas City, Mo | Jul 23, 2024 | 15 y | 0 |
Advisor movement
2 left, 0 joined in 12 months
net -2 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 67% of current headcount3 left over 36 months
Left, latest
- Rositsa Angelova Esenberg to Veta Investment Partners, LLCDec 31, 2025 · Other
- Jennifer Lynn Mcbee to Ae Wealth Management, LLCOct 1, 2025 · Other
- Dustin Meza to Ae Wealth Management, LLCOct 30, 2024 · Other
- Jordan Lee Roundtree to State Farm Investment Management Corp.Sep 12, 2022 · Other
Joined, latest
- Dustin Meza from Thrivent Investment Management Inc.Nov 8, 2021 · Other
- Jennifer Lynn Mcbee from SpcJun 28, 2016 · Other
- Rositsa Angelova Esenberg from Waddell & ReedJan 7, 2015 · Other
- Scott Anthony Moore from American Century Investment Management IncDec 20, 2011 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Suzanne Kathryn Carver · Vice President, Chief Operating Officercontrolsince 10/2021 · owns less than 5%
- Angelova Rositsa Esenberg · Vice President, Chief Compliance Officercontrolsince 03/2014 · owns less than 5%
- Trowbridge Paul Gillespie · Senior Vice President, Senior Client Portfolio Managercontrolsince 01/2019 · owns 5% to 10%
- Anthony Jack Meurer · Vice President, Portfolio Managercontrolsince 07/2024 · owns less than 5%
- Anthony Scott Moore · President, Chief Investment Officercontrolsince 11/2008 · owns less than 5%
- Robert Darren Schryer · Vice President, Portfolio Managercontrolsince 07/2024 · owns less than 5%
- Kay Laurie Schwartz · Secretary To The Boardcontrolsince 07/2024 · owns less than 5%
- Anthony Scott Moore · Trusteecontrolsince 12/2002 · owns 75% or more of Scott A. Moore Revocable Trust
- Clark Benjamin Becker · Vice President, Director Of Data And Quantitative Researchsince 07/2024 · owns less than 5%
- Clayton Geoffrie Greene · Vice President, Director Of Trading And Portfolio Operationssince 07/2024 · owns less than 5%
- Louise Andrea Lewis · Vice President, Director Of Human Resources And Administrationsince 07/2024 · owns less than 5%
Entity owners
- S. A. Moore Family Corporation · Memberdirect · owns 75% or more
- Scott A. Moore Revocable Trust · Ownerindirect · owns 75% or more of S. A. Moore Family Corporation
Related persons
Schedule D 7.A
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Kansas City, Mo · principal | 3 | 0 | 2 |
Offices
Schedule D 1.F, the 25 largest
- Memphis, TN1 employees
ADV anomalies
4 against comparable advisers; where to look, not conclusions
- advisor count dropChange between filings · filing Jan 26, 2026advisory representatives (Item 5.B.3) moved from 8.0 to 4.0 (-50.0%) between the annual amendments of 2025-03-21 and 2026-01-26; the peer median change was 0.0% (9 comparable advisers, 0.0th percentile of changes)peers: other advisers, $500M to $1B (9) · 0.0% percentile
- client count collapseChange between filings · filing Jan 26, 2026individual and HNW clients (Item 5.D) moved from 375.0 to 236.0 (-37.0%) between the annual amendments of 2025-03-21 and 2026-01-26; the peer median change was +2.0% (13 comparable advisers, 8.0th percentile of changes)peers: other advisers, $500M to $1B (13) · 8.3% percentile
- employee count dropChange between filings · filing Jan 26, 2026employees (Item 5.A) moved from 17.0 to 11.0 (-35.0%) between the annual amendments of 2025-03-21 and 2026-01-26; the peer median change was -6.0% (27 comparable advisers, 4.0th percentile of changes)peers: other advisers, $500M to $1B (27) · 3.8% percentile
- RAUM down 50 %Change between filings · filing Jan 26, 2026RAUM (Item 5.F) moved from $2,845,896,775 to $984,290,871 (-65.0%) between the annual amendments of 2025-03-21 and 2026-01-26; the peer median change was +12.0% (87 comparable advisers, 1.0th percentile of changes)peers: other advisers, $500M to $1B (87) · 1.2% percentile
What changed
consecutive filings, newest first
- Accounts · 419 to 257Jul 23, 2025 to Jan 26, 2026
- Advisory employees · 8 to 3Jul 23, 2025 to Jan 26, 2026
- Advisory activities · 4 to 3Jul 23, 2025 to Jan 26, 2026
- Charity clients · 11 to 5Jul 23, 2025 to Jan 26, 2026
- Corporate clients · 16 to 8Jul 23, 2025 to Jan 26, 2026
- HNW clients · 41 to 28Jul 23, 2025 to Jan 26, 2026
- Individual clients · 334 to 208Jul 23, 2025 to Jan 26, 2026
- Pension plan clients · 10 to 5Jul 23, 2025 to Jan 26, 2026
- Pooled vehicle clients · 1 to 0Jul 23, 2025 to Jan 26, 2026
- Employees · 17 to 11Jul 23, 2025 to Jan 26, 2026
- State-registered IARs · 8 to 4Jul 23, 2025 to Jan 26, 2026
- Discretionary RAUM · $2.8B to $984MJul 23, 2025 to Jan 26, 2026
- HNW RAUM · $69.4M to $49.4MJul 23, 2025 to Jan 26, 2026
- Individual RAUM · $137M to $91.4MJul 23, 2025 to Jan 26, 2026
- Pension RAUM · $404M to $192MJul 23, 2025 to Jan 26, 2026
- Pooled vehicle RAUM · $76.0M to $0Jul 23, 2025 to Jan 26, 2026
- RAUM · $2.8B to $984MJul 23, 2025 to Jan 26, 2026
- Wrap assets (manager) · $17.4M to $6.1MJul 23, 2025 to Jan 26, 2026
- Financial planning clients · unset to Mar 21, 2025 to Jul 23, 2025
- Other offices · 1 to 0Mar 21, 2025 to Jul 23, 2025
- Accounts · 659 to 419Jul 31, 2024 to Mar 21, 2025
- Advisory employees · 9 to 8Jul 31, 2024 to Mar 21, 2025
- Charity clients · 17 to 11Jul 31, 2024 to Mar 21, 2025
- Corporate clients · 27 to 16Jul 31, 2024 to Mar 21, 2025
- HNW clients · 55 to 41Jul 31, 2024 to Mar 21, 2025
- Individual clients · 533 to 334Jul 31, 2024 to Mar 21, 2025
- Pension plan clients · 15 to 10Jul 31, 2024 to Mar 21, 2025
- Employees · 22 to 17Jul 31, 2024 to Mar 21, 2025
- State-registered IARs · 10 to 8Jul 31, 2024 to Mar 21, 2025
- Discretionary RAUM · $5.0B to $2.8BJul 31, 2024 to Mar 21, 2025
- HNW RAUM · $98.5M to $69.4MJul 31, 2024 to Mar 21, 2025
- Individual RAUM · $209M to $137MJul 31, 2024 to Mar 21, 2025
- Pension RAUM · $593M to $404MJul 31, 2024 to Mar 21, 2025
- Pooled vehicle RAUM · $71.4M to $76.0MJul 31, 2024 to Mar 21, 2025
- RAUM · $5.0B to $2.8BJul 31, 2024 to Mar 21, 2025
- Wrap assets (manager) · $27.0M to $17.4MJul 31, 2024 to Mar 21, 2025
- Accounts · 781 to 659Mar 29, 2023 to Mar 28, 2024
- Charity clients · 20 to 17Mar 29, 2023 to Mar 28, 2024
- Corporate clients · 36 to 27Mar 29, 2023 to Mar 28, 2024
- HNW clients · 60 to 55Mar 29, 2023 to Mar 28, 2024
Signals
16 dated events
- Nuance Investments, Llc reported RAUM $984.3M, down 65% from $2.8B (2025-07-23 to 2026-01-26)Jan 26, 2026 · RAUM change · derived
- Rositsa Angelova Esenberg left Nuance Investments, Llc for Veta Investment Partners, Llc (registered 2026-01-26)Dec 31, 2025 · Advisor changed firm · fact
- Jennifer Lynn Mcbee left Nuance Investments, Llc for Ae Wealth Management, Llc (registered 2025-10-22)Oct 1, 2025 · Advisor changed firm · fact
- Nuance Investments, Llc reported RAUM $2.8B, down 43% from $5.0B (2024-07-31 to 2025-03-21)Mar 21, 2025 · RAUM change · derived
- Dustin Meza left Nuance Investments, Llc for Ae Wealth Management, Llc (registered 2025-01-08)Oct 30, 2024 · Advisor changed firm · fact
- Michael Chad Baumler (Vice President, Co-Chief Investment Officer) no longer on Schedule A of Nuance Investments, Llc (listed 2024-03-28, absent 2024-07-29)Jul 29, 2024 · Control person left · inference
- Robert Darren Schryer (Vice President, Portfolio Manager) appeared on Schedule A of Nuance Investments, LlcJul 29, 2024 · Control person joined · fact
- Anthony Jack Meurer (Vice President, Portfolio Manager) appeared on Schedule A of Nuance Investments, LlcJul 29, 2024 · Control person joined · fact
- Kay Laurie Schwartz (Secretary To The Board) appeared on Schedule A of Nuance Investments, LlcJul 29, 2024 · Control person joined · fact
- Jordan Lee Roundtree left Nuance Investments, Llc for State Farm Investment Management Corp. (registered 2024-09-03)Sep 12, 2022 · Advisor changed firm · fact
- Suzanne Kathryn Carver (Chief Operating Officer) appeared on Schedule A of Nuance Investments, LlcMar 30, 2022 · Control person joined · fact
- Geoffrie Greene (Director Of Trading & Analytics) no longer on Schedule A of Nuance Investments, Llc (listed 2021-03-29, absent 2022-03-30)Mar 30, 2022 · Control person left · inference
- Nuance Investments, Llc reported RAUM $5.9B, up 71% from $3.5B (2020-06-25 to 2021-03-29)Mar 29, 2021 · RAUM change · derived
- Nuance Investments, Llc reported RAUM $3.5B, up 102% from $1.7B (2019-01-31 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- Geoffrie Greene (Director Of Trading & Analytics) appeared on Schedule A of Nuance Investments, LlcMar 30, 2020 · Control person joined · fact
- Trowbridge Paul Gillespie (Vice President, Senior Client Portfolio Manager) appeared on Schedule A of Nuance Investments, LlcJan 31, 2019 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/nuance-investments-llc/mycompanyreportedpublic record, Form ADV, Sep 17, 2026
- Website
- NUANCEINVESTMENTS.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 816-743-7080reportedpublic record, Form ADV, Jul 1, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $328Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026