DFX Intelligence
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Registered advisor
J••••••• A••••• G•••••
Feed of 09/14/2026
Also filed as J••••••• A• G•••••
At current firm
9 y
since Jan 11, 2017
In the industry
16 y
since Jan 4, 2010 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••• F•••••••• A•••••••• L•• BD affiliated currentsince Jan 11, 2017 · Columbus, Oh
- H••••••••• F•••••••• A••••••• BD affiliatedMay 26, 2015 to Aug 30, 2016 · Columbus, Oh
- E••••• J•••• national BDJan 4, 2010 to Dec 20, 2010 · Dublin, Oh
Moves
a registration end followed by a registration begin elsewhere
- H••••••••• F•••••••• A••••••• to A••••••• F•••••••• A•••••••• L••left Aug 30, 2016, registered Jan 11, 2017 (134 days) · Other
- E••••• J•••• to H••••••••• F•••••••• A•••••••left Dec 20, 2010, registered May 26, 2015 (1618 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address