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RIA Intelligence
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Registered advisor
J•••• A••••• R•••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as J•••• A R•••••••
At current firm
9 y
since Apr 3, 2017
In the industry
19 y
since Mar 6, 2007 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••• S••••••• N•••••• independent RIA currentsince Apr 3, 2017 · Atlanta, Ga
- S••••• W••••• A•••••••• I••• no RAUMJan 3, 2012 to Apr 5, 2017 · Indianapolis, In
- C•••••• S••••• • C••• I••• national BDDec 1, 2009 to Dec 31, 2011 · Fishers (Indianapolis), In
- W•••• F•••• A••••••• wirehouseJan 1, 2008 to Nov 16, 2009 · Indianapolis, In
- A• G• E•••••• • S•••• I••• unclassifiedMar 7, 2007 to Jan 1, 2008 · Indianapolis, In
Moves
a registration end followed by a registration begin elsewhere
- S••••• W••••• A•••••••• I••• to A••••••• S••••••• N••••••left Apr 5, 2017, registered Apr 3, 2017 (-2 days) · Other
- C•••••• S••••• • C••• I••• to S••••• W••••• A•••••••• I•••left Dec 31, 2011, registered Jan 3, 2012 (3 days) · corporate re-registration, not a move
- W•••• F•••• A••••••• to C•••••• S••••• • C••• I•••left Nov 16, 2009, registered Dec 1, 2009 (15 days) · Wirehouse to affiliated broker-dealer or bank
- A• G• E•••••• • S•••• I••• to W•••• F•••• A•••••••left Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address