DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Rovin Patel

Gallagher Fiduciary Advisors, LLCinstitutionalRolling Meadows, Ildual registrantIAPD 5268755

Feed of 09/14/2026

Also filed as Rovin Patel

At current firm

0 y

since Nov 17, 2025

In the industry

13 y

since Jun 6, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Gallagher Fiduciary Advisors, LLC institutional current
since Nov 17, 2025 · Rolling Meadows, Il
LPL Financial LLC BD affiliated
Jan 23, 2025 to Nov 6, 2025 · Palatine, Il
Wintrust Investments former
Oct 30, 2024 to Jan 23, 2025 · Palatine, Il
J.P. Morgan Securities LLC wirehouse
Oct 14, 2020 to Nov 27, 2024 · Schaumburg, Il
Fidelity Personal And Workplace Advisors former
Jul 13, 2018 to Jul 8, 2020 · Boston, Ma
Strategic Advisers LLC national BD
Jul 28, 2016 to Jul 13, 2018 · Schaumburg, Il
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Mar 31, 2015 to Jun 17, 2016 · Schaumburg, Il

Moves

a registration end followed by a registration begin elsewhere

LPL Financial LLC to Gallagher Fiduciary Advisors, LLC
left Nov 6, 2025, registered Nov 17, 2025 (11 days) · Other
Wintrust Investments to LPL Financial LLC
left Jan 23, 2025, registered Jan 23, 2025 (0 days) · corporate re-registration, not a move
J.P. Morgan Securities LLC to Wintrust Investments
left Nov 27, 2024, registered Oct 30, 2024 (-28 days) · Wirehouse to independent RIA
Fidelity Personal And Workplace Advisors to J.P. Morgan Securities LLC
left Jul 8, 2020, registered Oct 14, 2020 (98 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
Strategic Advisers LLC to Fidelity Personal And Workplace Advisors
left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Strategic Advisers LLC
left Jun 17, 2016, registered Jul 28, 2016 (41 days) · Wirehouse to affiliated broker-dealer or bank

Signals

Rovin Patel left Lpl Financial Llc for Gallagher Fiduciary Advisors, Llc (registered 2025-11-17)
Nov 6, 2025 · Advisor changed firm · fact
Rovin Patel left J.P. Morgan Securities Llc for Wintrust Investments (registered 2024-10-30)
Nov 27, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Institutional managerderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address