DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Benjamin Bradstreet Frazier
Feed of 09/14/2026
At current firm
6 y
since Aug 3, 2020
In the industry
19 y
since Apr 5, 2007 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- United Brokerage Services Inc BD affiliated currentsince Aug 3, 2020 · Garden City, Sc
- LPL Financial LLC BD affiliatedMar 24, 2016 to Aug 24, 2020 · Charleston, Sc
- First Citizens Asset Management, Inc BD affiliatedOct 19, 2009 to Mar 29, 2016 · Raleigh, Nc
- Wells Fargo Advisors wirehouseJan 1, 2008 to Aug 28, 2009 · Mount Pleasant, Sc
- A. G. Edwards & Sons, Inc. unclassifiedApr 10, 2007 to Jan 1, 2008 · Milledgeville, Ga
Moves
a registration end followed by a registration begin elsewhere
- LPL Financial LLC to United Brokerage Services Incleft Aug 24, 2020, registered Aug 3, 2020 (-21 days) · Affiliated broker-dealer or bank to another
- First Citizens Asset Management, Inc to LPL Financial LLCleft Mar 29, 2016, registered Mar 24, 2016 (-5 days) · Other
- Wells Fargo Advisors to First Citizens Asset Management, Incleft Aug 28, 2009, registered Oct 19, 2009 (52 days) · Other
- A. G. Edwards & Sons, Inc. to Wells Fargo Advisorsleft Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address