RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••• B••••••
- P••••••• A••••••• L•• asset manager currentsince Jan 10, 2024 · Bethesda, Md
- N••••••••• I••••••••• A•••••••• L•• BD affiliatedAug 18, 2020 to May 26, 2023 · Columbus, Oh
- M••••••••• R••••••••• BD affiliatedJan 20, 2016 to Sep 24, 2019 · Washington, Dc
- E•••••••• A•••••••• L•• national BDSep 16, 2009 to Feb 4, 2010 · Edison, Nj
- N••••••••• I••••••••• A•••••••• L•• to P••••••• A••••••• L••left May 26, 2023, registered Jan 10, 2024 (229 days) · Other
- M••••••••• R••••••••• to N••••••••• I••••••••• A•••••••• L••left Sep 24, 2019, registered Aug 18, 2020 (329 days) · Other
- E•••••••• A•••••••• L•• to M••••••••• R•••••••••left Feb 4, 2010, registered Jan 20, 2016 (2176 days) · Other
- K•••• B•••••• left N••••••••• I••••••••• A•••••••• L•• for P••••••• A••••••• L•• (registered 2024-01-10)May 26, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address