DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••••• B•••••• W•••

W•••• F•••• A•••••••wirehouseBlacksburg, Vadual registrantIAPD 5275318

Feed of 09/14/2026

Also filed as J••••• W•••

At current firm

11 y

since May 6, 2015

In the industry

19 y

since Mar 9, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W•••• F•••• A••••••• wirehouse current
since May 6, 2015 · Blacksburg, Va
L•• F•••••••• L•• BD affiliated
Jan 8, 2015 to May 15, 2015 · Christiansburg, Va
I••••••••• A•••••• A•••••••• L•• i••••••••• wealth
Dec 9, 2013 to Dec 8, 2014 · Christiansburg, Va
W•••• F•••• A••••••• wirehouse
Mar 12, 2009 to Dec 9, 2013 · Roanoke, Va
E••••• J•••• national BD
Apr 11, 2008 to Nov 19, 2008 · Blacksbury, Va
W•••• F•••• A••••••• wirehouse
Oct 11, 2007 to Jan 18, 2008 · Columbia, Md

Moves

a registration end followed by a registration begin elsewhere

L•• F•••••••• L•• to W•••• F•••• A•••••••
left May 15, 2015, registered May 6, 2015 (-9 days) · Other · moved with a team
I••••••••• A•••••• A•••••••• L•• to L•• F•••••••• L••
left Dec 8, 2014, registered Jan 8, 2015 (31 days) · Other
W•••• F•••• A••••••• to I••••••••• A•••••• A•••••••• L••
left Dec 9, 2013, registered Dec 9, 2013 (0 days) · Wirehouse to a newly registered adviser (no RAUM reported yet)
E••••• J•••• to W•••• F•••• A•••••••
left Nov 19, 2008, registered Mar 12, 2009 (113 days) · Affiliated broker-dealer or bank to wirehouse
W•••• F•••• A••••••• to E••••• J••••
left Jan 18, 2008, registered Apr 11, 2008 (84 days) · Wirehouse to affiliated broker-dealer or bank

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address