DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Toby Marshall Johnston

Ameriprise Financial Services, LLCnational BDNixa, Modual registrantIAPD 5277666

Feed of 09/14/2026

Also filed as Toby Marshall Johnston

At current firm

0 y

since Sep 11, 2026

In the industry

19 y

since Jun 21, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Ameriprise Financial Services, LLC national BD current
since Sep 11, 2026 · Nixa, Mo
Planmember Securities Corporation independent RIA
Apr 2, 2025 to Sep 8, 2026 · Kansas City, Mo
LPL Financial LLC BD affiliated
Jan 31, 2019 to Apr 15, 2024 · Parsons, Ks
Thrivent Investment Management Inc. BD affiliated
Sep 8, 2017 to Jan 8, 2019 · Joplin, Mo
Cetera Advisors LLC former
Aug 9, 2013 to Sep 8, 2017 · Overland Park, Ks
Commerce Brokerage Services, Inc former
Mar 5, 2010 to Aug 12, 2013 · Pittsburg, Ks

Moves

a registration end followed by a registration begin elsewhere

Planmember Securities Corporation to Ameriprise Financial Services, LLC
left Sep 8, 2026, registered Sep 11, 2026 (3 days) · RIA to affiliated broker-dealer or bank
LPL Financial LLC to Planmember Securities Corporation
left Apr 15, 2024, registered Apr 2, 2025 (352 days) · Affiliated broker-dealer or bank to independent RIA
Thrivent Investment Management Inc. to LPL Financial LLC
left Jan 8, 2019, registered Jan 31, 2019 (23 days) · Affiliated broker-dealer or bank to independent RIA
Cetera Advisors LLC to Thrivent Investment Management Inc.
left Sep 8, 2017, registered Sep 8, 2017 (0 days) · Other
Commerce Brokerage Services, Inc to Cetera Advisors LLC
left Aug 12, 2013, registered Aug 9, 2013 (-3 days) · Other

Signals

Toby Marshall Johnston left Planmember Securities Corporation for Ameriprise Financial Services, Llc (registered 2026-09-11)
Sep 8, 2026 · Advisor changed firm · fact
Toby Marshall Johnston left Lpl Financial Llc for Planmember Securities Corporation (registered 2025-04-02)
Apr 15, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address