DFX Intelligence
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Registered advisor
J•••• P•••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as J•••• P••••••••• B•••••• P••••••••• B•••••• P••••••••• B• P•••••
At current firm
1 y
since Mar 31, 2025
In the industry
19 y
since Jul 13, 2007 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S•••••••• A••••••• L•• national BD currentsince Mar 31, 2025 · Houston, Tx
- F••••••• P••••••• A•• W•••••••• A••••••• formerAug 16, 2022 to Mar 31, 2025 · Westlake, Tx
- V•••• F•••••••• A•••••••• I••• BD affiliatedDec 18, 2017 to Oct 13, 2021 · Houston, Tx
- T••••••••• F•••••••• A•••••••• L•• BD affiliatedApr 14, 2016 to Dec 15, 2017 · Houston, Tx
- W•••• F•••• A••••••• wirehouseApr 8, 2013 to Jun 5, 2014 · Houston, Tx
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseSep 3, 2008 to Dec 8, 2010 · Houston, Tx
- M•• I•••••••• S•••••••• L•• BD affiliatedJul 13, 2007 to Sep 2, 2008 · Houston, Tx
Moves
a registration end followed by a registration begin elsewhere
- F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- V•••• F•••••••• A•••••••• I••• to F••••••• P••••••• A•• W•••••••• A•••••••left Oct 13, 2021, registered Aug 16, 2022 (307 days) · Affiliated broker-dealer or bank to another
- T••••••••• F•••••••• A•••••••• L•• to V•••• F•••••••• A•••••••• I•••left Dec 15, 2017, registered Dec 18, 2017 (3 days) · Other
- W•••• F•••• A••••••• to T••••••••• F•••••••• A•••••••• L••left Jun 5, 2014, registered Apr 14, 2016 (679 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••left Dec 8, 2010, registered Apr 8, 2013 (852 days) · Wirehouse to wirehouse
- M•• I•••••••• S•••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Sep 2, 2008, registered Sep 3, 2008 (1 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address