DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Tammy Lee Beasley
Feed of 09/14/2026
Also filed as Tammy Lee Spack
At current firm
0 y
since Jul 20, 2026
In the industry
19 y
since Jan 1, 2007 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Wells Fargo Advisors wirehouse currentsince Jul 20, 2026 · Dubuque, Ia
- Empower Advisory Group, LLC BD affiliatedJul 5, 2022 to Sep 15, 2025 · Dubuque, Ia
- Prudential Select Strategies LLC institutionalMay 31, 2019 to Nov 24, 2020 · Dubuque, Ia
- Global Portfolio Strategies, Inc. formerMay 29, 2007 to Dec 31, 2018 · Dubuque, Ia
Moves
a registration end followed by a registration begin elsewhere
- Empower Advisory Group, LLC to Wells Fargo Advisorsleft Sep 15, 2025, registered Jul 20, 2026 (308 days) · Affiliated broker-dealer or bank to wirehouse
- Prudential Select Strategies LLC to Empower Advisory Group, LLCleft Nov 24, 2020, registered Jul 5, 2022 (588 days) · RIA to affiliated broker-dealer or bank · moved with a team
- Global Portfolio Strategies, Inc. to Prudential Select Strategies LLCleft Dec 31, 2018, registered May 31, 2019 (151 days) · Other · moved with a team
Signals
- Tammy Lee Beasley left Empower Advisory Group, Llc for Wells Fargo Advisors (registered 2026-07-20)Sep 15, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address