DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

James Larkin Braxton

Swmg, LLCindependent RIAFort Worth, TxIA-onlyIAPD 5284052

Feed of 09/14/2026

Also filed as James L Braxton

At current firm

0 y

since Sep 10, 2026

In the industry

19 y

since Apr 1, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Title: Training Managerreportedstrittmatterwealth.comfirm site, Sep 15, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

Swmg, LLC independent RIA current
since Sep 10, 2026 · Fort Worth, Tx
Thrivent Investment Management Inc. BD affiliated
Aug 22, 2022 to Apr 23, 2026 · Fort Worth, Tx
First Command Advisory Services BD affiliated
Dec 15, 2015 to May 3, 2022 · Fort Worth, Tx
First Command Financial Planning, Inc. former
Aug 9, 2007 to Dec 15, 2015 · Leesville, La

Moves

a registration end followed by a registration begin elsewhere

Thrivent Investment Management Inc. to Swmg, LLC
left Apr 23, 2026, registered Sep 10, 2026 (140 days) · Affiliated broker-dealer or bank to independent RIA
First Command Advisory Services to Thrivent Investment Management Inc.
left May 3, 2022, registered Aug 22, 2022 (111 days) · Affiliated broker-dealer or bank to another
First Command Financial Planning, Inc. to First Command Advisory Services
left Dec 15, 2015, registered Dec 15, 2015 (0 days) · corporate re-registration, not a move

Signals

James Larkin Braxton left Thrivent Investment Management Inc. for Swmg, Llc (registered 2026-09-10)
Apr 23, 2026 · Advisor changed firm · fact
James Larkin Braxton left First Command Advisory Services for Thrivent Investment Management Inc. (registered 2022-08-22)
May 3, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address