RIA Intelligence

• S•••• F••• I••••••••• M••••••••• C•••• asset manager current
  since Jul 25, 2024 · Bloomington, Il
• J••• M••••• S••••••••• L•• wirehouse
  Feb 27, 2013 to May 23, 2013 · Chicago, Il
• R•••••• J•••• • A••••••••• I••• national BD
  Jul 14, 2010 to Apr 30, 2012 · Dublin, Oh
• M••••• S•••••• wirehouse
  Apr 1, 2010 to Jul 26, 2010 · Columbus, Oh

• J••• M••••• S••••••••• L•• to S•••• F••• I••••••••• M••••••••• C••••
  left May 23, 2013, registered Jul 25, 2024 (4081 days) · Other
• R•••••• J•••• • A••••••••• I••• to J••• M••••• S••••••••• L••
  left Apr 30, 2012, registered Feb 27, 2013 (303 days) · Affiliated broker-dealer or bank to wirehouse
• M••••• S•••••• to R•••••• J•••• • A••••••••• I•••
  left Jul 26, 2010, registered Jul 14, 2010 (-12 days) · Wirehouse to affiliated broker-dealer or bank

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Asset manager (funds and pooled vehicles)derived

Years in industry

16derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address