DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

A•••••• J•••• M•••••

W•••• F•••• A•••••••wirehouseColumbia, Md dual registrantIAPD 5294824

Feed of 09/15/2026

Also filed as A•••••• J•••• M•••••

At current firm

0 y

since Nov 4, 2025

In the industry

19 y

since Jul 9, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W•••• F•••• A••••••• wirehouse current
since Nov 4, 2025 · Mclean, Va
J••• M••••• S••••••••• L•• wirehouse
Feb 26, 2018 to Nov 2, 2025 · Fairfax, Va
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
May 21, 2015 to Mar 5, 2018 · Maitland, Fl
S••••••• I••••••••• S•••••••• I••• former
Jan 2, 2008 to May 5, 2015 · Orlando, Fl
E••••• J•••• national BD
Jul 12, 2007 to Nov 28, 2007 · St Louis, Mo

Moves

a registration end followed by a registration begin elsewhere

J••• M••••• S••••••••• L•• to W•••• F•••• A•••••••
left Nov 2, 2025, registered Nov 4, 2025 (2 days) · Wirehouse to wirehouse · moved with a team
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• S••••••••• L••
left Mar 5, 2018, registered Feb 26, 2018 (-7 days) · Wirehouse to wirehouse · moved with a team
S••••••• I••••••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left May 5, 2015, registered May 21, 2015 (16 days) · Other
E••••• J•••• to S••••••• I••••••••• S•••••••• I•••
left Nov 28, 2007, registered Jan 2, 2008 (35 days) · Other

Signals

A•••••• J•••• M••••• left J••• M••••• S••••••••• L•• for W•••• F•••• A••••••• (registered 2025-11-04)
Nov 2, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address