DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

E••• B••••• T••••••

A••••• A•• P••••••• S•••••••BD affiliatedPlano, Tx dual registrantIAPD 5295996

Feed of 09/15/2026

Also filed as Erik Tarpley

At current firm

2 y

since Feb 8, 2024

In the industry

19 y

since Jun 22, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A••••• A•• P••••••• S••••••• BD affiliated current
since Feb 8, 2024 · Frisco, Tx
V••••••• A•••••••• I••• BD affiliated
Sep 9, 2021 to Nov 29, 2023 · Scottsdale, Az
E•••••• C•••••• M••••••••• L•• former
Nov 27, 2020 to Aug 5, 2021 · Dallas, Tx
T• A••••••••• I••• former
Apr 19, 2018 to Nov 13, 2020 · Westlake, Tx
T• A••••••••• I••••••••• M••••••••• L•• former
Apr 19, 2018 to Nov 13, 2020 · Southlake, Tx
E•••••• C•••••• M••••••••• L•• former
May 23, 2011 to Dec 19, 2017 · Dallas, Tx
E••••• J•••• national BD
Jun 22, 2007 to Oct 16, 2007 · St Louis, Mo

Moves

a registration end followed by a registration begin elsewhere

V••••••• A•••••••• I••• to A••••• A•• P••••••• S•••••••
left Nov 29, 2023, registered Feb 8, 2024 (71 days) · Affiliated broker-dealer or bank to another
E•••••• C•••••• M••••••••• L•• to V••••••• A•••••••• I•••
left Aug 5, 2021, registered Sep 9, 2021 (35 days) · RIA to affiliated broker-dealer or bank
T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••
left Nov 13, 2020, registered Apr 19, 2018 (-939 days) · Other
T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
left Nov 13, 2020, registered Apr 19, 2018 (-939 days) · channel change inside one enterprise, not a move
E•••••• C•••••• M••••••••• L•• to T• A••••••••• I••••••••• M••••••••• L••
left Dec 19, 2017, registered Apr 19, 2018 (121 days) · Other
E••••• J•••• to E•••••• C•••••• M••••••••• L••
left Oct 16, 2007, registered May 23, 2011 (1315 days) · Other

Signals

E••• B••••• T•••••• left V••••••• A•••••••• I••• for A••••• A•• P••••••• S••••••• (registered 2024-02-08)
Nov 29, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address