DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Thomas A Walker

Rooted Financial Group, LLCindependent RIATigard, OrIA-onlyIAPD 5302443

Feed of 09/14/2026

Also filed as Thomas Andrew Walker

At current firm

1 y

since Apr 7, 2025

In the industry

12 y

since Nov 1, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Rooted Financial Group, LLC independent RIA current
since Apr 7, 2025 · Tigard, Or
Dmk Advisor Group, Inc. independent RIA
Jun 12, 2023 to Mar 7, 2025 · Lutz, Fl
Pace Financial Advisors independent RIA
Mar 15, 2023 to May 30, 2025 · Beaverton, Or
Arkos Global Advisors, LLC independent RIA
Jan 11, 2022 to Apr 3, 2023 · Beaverton, Or
Fsc Securities Corporation former
Dec 3, 2018 to Jan 6, 2022 · Clackamas, Or
Financial Advocates Investment Management former
Dec 5, 2017 to Dec 3, 2018 · Lake Oswego, Or
Edward Jones national BD
Apr 3, 2014 to Dec 5, 2017 · St Louis, Mo

Moves

a registration end followed by a registration begin elsewhere

Pace Financial Advisors to Dmk Advisor Group, Inc.
left May 30, 2025, registered Jun 12, 2023 (-718 days) · RIA to RIA
Dmk Advisor Group, Inc. to Rooted Financial Group, LLC
left Mar 7, 2025, registered Apr 7, 2025 (31 days) · RIA to a newly registered adviser
Arkos Global Advisors, LLC to Pace Financial Advisors
left Apr 3, 2023, registered Mar 15, 2023 (-19 days) · RIA to RIA
Fsc Securities Corporation to Arkos Global Advisors, LLC
left Jan 6, 2022, registered Jan 11, 2022 (5 days) · Affiliated broker-dealer or bank to independent RIA
Financial Advocates Investment Management to Fsc Securities Corporation
left Dec 3, 2018, registered Dec 3, 2018 (0 days) · RIA to affiliated broker-dealer or bank
Edward Jones to Financial Advocates Investment Management
left Dec 5, 2017, registered Dec 5, 2017 (0 days) · Other

Signals

Thomas A Walker left Pace Financial Advisors for Dmk Advisor Group, Inc. (registered 2023-06-12)
May 30, 2025 · Advisor changed firm · fact
Thomas A Walker left Dmk Advisor Group, Inc. for Rooted Financial Group, Llc (registered 2025-04-07)
Mar 7, 2025 · Advisor changed firm · fact
Thomas A Walker left Arkos Global Advisors, Llc for Pace Financial Advisors (registered 2023-03-15)
Apr 3, 2023 · Advisor changed firm · fact
Thomas A Walker left Fsc Securities Corporation for Arkos Global Advisors, Llc (registered 2022-01-11)
Jan 6, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address