DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Pace Financial Advisors
Legal name Pace Financial Advisors, Inc.
Latest filing Apr 15, 2026
First filing on the tape Jan 5, 2022 · 12 filings
SEC status approved since Feb 4, 2022
RAUM
$362M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$359M individuals and HNW
Advisors
12
registered through the firm on IAPD
RAUM per advisor
$30.2M
derived; firm RAUM over IAPD count
Employees
9
9 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$362M as of Apr 15, 2026
Mar 29, 2023$191M then
HNW client RAUM$139M as of Apr 15, 2026
Mar 29, 2023$28.7M then
State-registered IARs (5.B.3)9 as of Apr 15, 2026
Mar 29, 20235 then
Employees (5.A)9 as of Apr 15, 2026
Mar 29, 20235 then
Private funds: no history
RAUM -7.2% over the last fiscal year+24% a year over threeIARs 10 to 9offices 1 to 2
Practice profile
derived from the filing of Apr 15, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- RAUM per advisor
- $30.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 103derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.8MderivedHNW RAUM over HNW clients
- Average account
- $91,347derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 0.8derivedItem 5.A over advisors
- Advisors per office
- 4.0derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- -7.2%derivedbetween the last two annual amendments
- Advisor growth, one year
- -10%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -7.2%derived
- Compensation
- percentage of assets, hourlyreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, otherreportedItem 5.G
- Custody
- $270M, 1,191 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$220M61%
- High-net-worth individuals$139M38%
- Pension and profit-sharing plans$3.1M0.9%
- Individual clients
- 1,161reported
- HNW clients
- 79reported
- Pension plan clients
- 2reported
- Charitable clients
- 0reported
- Accounts
- 3,964reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $270M for 1,191 clientsreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=1.0derived
Advisors registered through the firm
12 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Jeffrey Daniel Eischen | Hillsboro, Or | Mar 8, 2022 | 16 y | 3 |
| Nathan Edward Bauer | Hillsboro, Or | Mar 9, 2022 | 13 y | 3 |
| Christopher Jerome Mettee | Hillsboro, Or | Mar 9, 2022 | 11 y | 2 |
| Zachary Daniel Moore | Hillsboro, Or | Feb 2, 2023 | 10 y | 0 |
| Grant Douglas Lawton | Hillsboro, Or | Jun 6, 2023 | 13 y | 0 |
| Kevin Bradley Mellinger | Hillsboro, Or | Feb 26, 2024 | 11 y | 0 |
| Jeremiah Daniel Eischen | Hillsboro, Or | May 16, 2024 | 13 y | 0 |
| Erik Charles Dante | Hillsboro, Or | May 16, 2024 | 13 y | 0 |
| Dylan Thomas Bastress | Hillsboro, Or | Apr 17, 2025 | 11 y | 0 |
| Anthony Lee Walther | Hillsboro, Or | Apr 21, 2026 | 11 y | 0 |
| Adam Jon Wachob | Southern Pines, Nc | Apr 21, 2026 | 22 y | 0 |
| Jason Ray Mitchell | Hillsboro, Or | Apr 24, 2026 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount3 left over 36 months
Left, latest
- Bryce Montgomery Duncan to U.S. Bancorp Advisors, LLCSep 2, 2025 · RIA to affiliated broker-dealer or bank
- Thomas A Walker to Dmk Advisor Group, Inc.May 30, 2025 · RIA to RIA
- Carrie Jane Jorgensen to Wealth Advisors NwJun 12, 2024 · RIA to RIA
Joined, latest
- Thomas A Walker from Arkos Global Advisors, LLCMar 15, 2023 · RIA to RIA
- Nathan Edward Bauer from Financial Advocates Investment ManagementMar 9, 2022 · RIA to a newly registered adviser
- Christopher Jerome Mettee from Financial Advocates Investment ManagementMar 9, 2022 · RIA to a newly registered adviser
- Jeffrey Daniel Eischen from Financial Advocates Investment ManagementMar 8, 2022 · RIA to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from Financial Advocates Investment ManagementApr 1, 2022 · Hillsboro, Or
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Daniel Jeffrey Eischen · Founder/Principal/Chief Compliance Officercontrolsince 09/2021 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Hillsboro, Or · principal | 12 | 3 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Hillsboro, OR1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- HNW share shiftChange between filings · filing Apr 15, 2026HNW share of RAUM moved from 14.0% to 38.0% between the annual amendments of 2025-04-07 and 2026-04-15peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Other offices · 1 to 2Mar 31, 2026 to Apr 15, 2026
- Accounts · 4,071 to 3,964Jun 2, 2025 to Mar 31, 2026
- Advisory employees · 10 to 9Jun 2, 2025 to Mar 31, 2026
- BD registered reps · 2 to 1Jun 2, 2025 to Mar 31, 2026
- HNW clients · 35 to 79Jun 2, 2025 to Mar 31, 2026
- Individual clients · 1,301 to 1,161Jun 2, 2025 to Mar 31, 2026
- Pension plan clients · 15 to 2Jun 2, 2025 to Mar 31, 2026
- Assets in custody · $313M to $270MJun 2, 2025 to Mar 31, 2026
- Employees · 10 to 9Jun 2, 2025 to Mar 31, 2026
- Insurance-licensed employees · 1 to 0Jun 2, 2025 to Mar 31, 2026
- State-registered IARs · 10 to 9Jun 2, 2025 to Mar 31, 2026
- Discretionary RAUM · $390M to $362MJun 2, 2025 to Mar 31, 2026
- HNW RAUM · $54.7M to $139MJun 2, 2025 to Mar 31, 2026
- Individual RAUM · $312M to $220MJun 2, 2025 to Mar 31, 2026
- Pension RAUM · $23.4M to $3.1MJun 2, 2025 to Mar 31, 2026
- RAUM · $390M to $362MJun 2, 2025 to Mar 31, 2026
- Financial planning clients · 0 to 0Apr 7, 2025 to Jun 2, 2025
- Accounts · 3,725 to 4,071Dec 4, 2024 to Apr 7, 2025
- Advisory employees · 9 to 10Dec 4, 2024 to Apr 7, 2025
- HNW clients · 27 to 35Dec 4, 2024 to Apr 7, 2025
- Individual clients · 1,090 to 1,301Dec 4, 2024 to Apr 7, 2025
- Pension plan clients · 13 to 15Dec 4, 2024 to Apr 7, 2025
- Assets in custody · $216M to $313MDec 4, 2024 to Apr 7, 2025
- Employees · 9 to 10Dec 4, 2024 to Apr 7, 2025
- State-registered IARs · 9 to 10Dec 4, 2024 to Apr 7, 2025
- Discretionary RAUM · $301M to $390MDec 4, 2024 to Apr 7, 2025
- HNW RAUM · $41.4M to $54.7MDec 4, 2024 to Apr 7, 2025
- Individual RAUM · $239M to $312MDec 4, 2024 to Apr 7, 2025
- Pension RAUM · $20.2M to $23.4MDec 4, 2024 to Apr 7, 2025
- RAUM · $301M to $390MDec 4, 2024 to Apr 7, 2025
- Accounts · 2,600 to 3,725Dec 5, 2023 to Mar 29, 2024
- Advisory employees · 5 to 9Dec 5, 2023 to Mar 29, 2024
- BD registered reps · 3 to 2Dec 5, 2023 to Mar 29, 2024
- HNW clients · 10 to 27Dec 5, 2023 to Mar 29, 2024
- Individual clients · 659 to 1,090Dec 5, 2023 to Mar 29, 2024
- Pension plan clients · 10 to 13Dec 5, 2023 to Mar 29, 2024
- Assets in custody · $180M to $216MDec 5, 2023 to Mar 29, 2024
- Employees · 5 to 9Dec 5, 2023 to Mar 29, 2024
- Financial planning clients · 1-10 to 0Dec 5, 2023 to Mar 29, 2024
- State-registered IARs · 5 to 9Dec 5, 2023 to Mar 29, 2024
Signals
6 dated events
- Bryce Montgomery Duncan left Pace Financial Advisors for U.S. Bancorp Advisors, Llc (registered 2026-03-03)Sep 2, 2025 · Advisor changed firm · fact
- Thomas A Walker left Pace Financial Advisors for Dmk Advisor Group, Inc. (registered 2023-06-12)May 30, 2025 · Advisor changed firm · fact
- Carrie Jane Jorgensen left Pace Financial Advisors for Wealth Advisors Nw (registered 2024-07-12)Jun 12, 2024 · Advisor changed firm · fact
- Pace Financial Advisors reported RAUM $301.0M, up 57% from $191.1M (2023-12-05 to 2024-03-29)Mar 29, 2024 · RAUM change · derived
- 2 advisors left Financial Advocates Investment Management (Hillsboro, OR) for Pace Financial Advisors on the same dayApr 1, 2022 · Team lift-out · derived
- Pace Financial Advisors filed its initial SEC registration (Form ADV)Jan 5, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- jayne@pace-fa.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- brad.m@pace-fa.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- debbie@pace-fa.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- joshua@pace-fa.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 503-573-8500reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 503-567-1791reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 503-643-2206reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/pacefinancialadvisorsreportedpublic record, Form ADV, Sep 17, 2026
- Website
- pace-fa.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 971-727-8434reportedpublic record, Form ADV, Apr 15, 2026
- Contact form
- pace-fa.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $30.2Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026