DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

D•••• S•••••• R•••••••••

O•••• W•••••• I•••BD affiliatedSenoia, Gadual registrantIAPD 5312196

Feed of 09/14/2026

Also filed as D•••• R•••••••••

At current firm

2 y

since Jan 19, 2024

In the industry

18 y

since Jun 9, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

O•••• W•••••• I••• BD affiliated current
since Jan 19, 2024 · Senoia, Ga
W••••••• F•••••••• S•••••••• I••• former
Mar 6, 2023 to Jan 19, 2024 · College Grove, Tn
L•• F•••••••• L•• BD affiliated
Jan 7, 2020 to Mar 24, 2023 · Peachtree City, Ga
C••• B•••••••• S•••••••• I••• former
Jun 3, 2016 to Jan 7, 2020 · Tampa, Fl
W•••• F•••• A••••••• wirehouse
Feb 8, 2013 to May 13, 2016 · Naples, Fl
J••• M••••• S••••••••• L•• wirehouse
Nov 6, 2012 to Jan 18, 2013 · Naples, Fl
F•••• T•••• S••••••••• I••• BD affiliated
Nov 29, 2010 to Oct 18, 2012 · Fort Myers, Fl

Moves

a registration end followed by a registration begin elsewhere

W••••••• F•••••••• S•••••••• I••• to O•••• W•••••• I•••
left Jan 19, 2024, registered Jan 19, 2024 (0 days) · corporate re-registration, not a move
L•• F•••••••• L•• to W••••••• F•••••••• S•••••••• I•••
left Mar 24, 2023, registered Mar 6, 2023 (-18 days) · Affiliated broker-dealer or bank to another
C••• B•••••••• S•••••••• I••• to L•• F•••••••• L••
left Jan 7, 2020, registered Jan 7, 2020 (0 days) · Affiliated broker-dealer or bank to another
W•••• F•••• A••••••• to C••• B•••••••• S•••••••• I•••
left May 13, 2016, registered Jun 3, 2016 (21 days) · Other
J••• M••••• S••••••••• L•• to W•••• F•••• A•••••••
left Jan 18, 2013, registered Feb 8, 2013 (21 days) · Wirehouse to wirehouse
F•••• T•••• S••••••••• I••• to J••• M••••• S••••••••• L••
left Oct 18, 2012, registered Nov 6, 2012 (19 days) · Other

Signals

D•••• S•••••• R••••••••• left L•• F•••••••• L•• for W••••••• F•••••••• S•••••••• I••• (registered 2023-03-06)
Mar 24, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address