DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
G•••••• B•••••••• L••
Latest filing Mar 23, 2026
First filing on the tape Mar 22, 2012 · 23 filings
SEC status approved since Aug 13, 2003
RAUM
$380M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$376M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$127M
derived; firm RAUM over IAPD count
Employees
5
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$380M as of Mar 23, 2026
Mar 22, 2012$146M then
HNW client RAUM$333M as of Mar 23, 2026
Mar 29, 2018$132M then
State-registered IARs (5.B.3)0 as of Mar 23, 2026
Mar 22, 20120 then
Employees (5.A)5 as of Mar 23, 2026
Mar 26, 20134 then
Private funds: no history
RAUM +17% over the last fiscal year+16% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 23, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $127MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 81derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.4MderivedHNW RAUM over HNW clients
- Average account
- $461,500derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 1.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.7derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +17%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- +37%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$333M88%
- Individuals$42.4M11%
- Charitable organizations$4.3M1.1%
- Individual clients
- 102reported
- HNW clients
- 141reported
- Pension plan clients
- n/areported
- Charitable clients
- 2reported
- Accounts
- 824reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J••• B•••• B••••••••Certified Financial Planner | Greenville, Sc | Mar 5, 2009 | 23 y | 0 |
| R••••• H••••• F••••Certified Financial Planner | Greenville, Sc | Dec 22, 2020 | 19 y | 6 |
| G•••••• T••••• G•••Certified Financial Planner, Chartered Financial Analyst | Greenville, Sc | Feb 26, 2025 | 10 y | 3 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- B•••••• S••••• M••••• to W••••••• W••••• C•••••• L••Dec 31, 2014 · Other
Joined, latest
- G•••••• T••••• G••• from F•••••••• O••••••••• L••Feb 26, 2025 · Other
- B•••••• S••••• M••••• from C• B••••••••• P•••••• W•••••Jan 2, 2013 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••••••• J•••• B•••• · Managing Partner, Chief Compliance Officercontrolsince 01/2003 · owns 50% to 75%
- F••••• R•••••• H••••• · Partnercontrolsince 01/2024 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Greenville, Sc · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- compensation changedChange between filings · filing Mar 23, 2026hourly charges (Item 5.E.2): yes on the filing of 2025-06-30, no on the filing of 2026-03-23peers: independent wealth managers, $100M to $500M (5,678)
What changed
consecutive filings, newest first
- Accounts · 660 to 824Jun 30, 2025 to Mar 23, 2026
- HNW clients · 108 to 141Jun 30, 2025 to Mar 23, 2026
- Individual clients · 69 to 102Jun 30, 2025 to Mar 23, 2026
- Discretionary RAUM · $323M to $380MJun 30, 2025 to Mar 23, 2026
- HNW RAUM · $288M to $333MJun 30, 2025 to Mar 23, 2026
- Individual RAUM · $33.2M to $42.4MJun 30, 2025 to Mar 23, 2026
- Non-discretionary RAUM · $2.4M to $205,601Jun 30, 2025 to Mar 23, 2026
- RAUM · $326M to $380MJun 30, 2025 to Mar 23, 2026
- Financial planning clients · 101-250 to 101-250Feb 25, 2025 to Jun 30, 2025
- Accounts · 603 to 660Mar 19, 2024 to Feb 25, 2025
- Advisory employees · 2 to 3Mar 19, 2024 to Feb 25, 2025
- HNW clients · 62 to 108Mar 19, 2024 to Feb 25, 2025
- Individual clients · 99 to 69Mar 19, 2024 to Feb 25, 2025
- Employees · 4 to 5Mar 19, 2024 to Feb 25, 2025
- Discretionary RAUM · $282M to $323MMar 19, 2024 to Feb 25, 2025
- HNW RAUM · $253M to $288MMar 19, 2024 to Feb 25, 2025
- Individual RAUM · $27.5M to $33.2MMar 19, 2024 to Feb 25, 2025
- Non-discretionary RAUM · $2.2M to $2.4MMar 19, 2024 to Feb 25, 2025
- RAUM · $284M to $326MMar 19, 2024 to Feb 25, 2025
- Accounts · 561 to 603Aug 22, 2023 to Mar 19, 2024
- Charity clients · 1 to 2Aug 22, 2023 to Mar 19, 2024
- HNW clients · 89 to 62Aug 22, 2023 to Mar 19, 2024
- Individual clients · 38 to 99Aug 22, 2023 to Mar 19, 2024
- Discretionary RAUM · $236M to $282MAug 22, 2023 to Mar 19, 2024
- HNW RAUM · $212M to $253MAug 22, 2023 to Mar 19, 2024
- Individual RAUM · $26.0M to $27.5MAug 22, 2023 to Mar 19, 2024
- Non-discretionary RAUM · $5.1M to $2.2MAug 22, 2023 to Mar 19, 2024
- RAUM · $241M to $284MAug 22, 2023 to Mar 19, 2024
- Accounts · 482 to 561Jul 19, 2022 to Mar 31, 2023
- Advisory employees · 3 to 2Jul 19, 2022 to Mar 31, 2023
- HNW clients · 84 to 89Jul 19, 2022 to Mar 31, 2023
- Individual clients · 29 to 38Jul 19, 2022 to Mar 31, 2023
- Discretionary RAUM · $250M to $236MJul 19, 2022 to Mar 31, 2023
- HNW RAUM · $234M to $212MJul 19, 2022 to Mar 31, 2023
- Individual RAUM · $16.9M to $26.0MJul 19, 2022 to Mar 31, 2023
- Non-discretionary RAUM · $4.5M to $5.1MJul 19, 2022 to Mar 31, 2023
- RAUM · $255M to $241MJul 19, 2022 to Mar 31, 2023
- Accounts · 473 to 482Mar 30, 2021 to Mar 29, 2022
- HNW clients · 76 to 84Mar 30, 2021 to Mar 29, 2022
- Individual clients · 46 to 29Mar 30, 2021 to Mar 29, 2022
Signals
2 dated events
- Hunter Robert Flink (Partner) appeared on Schedule A of G•••••• B•••••••• L••Mar 19, 2024 · Control person joined · fact
- Dant William Goepper (Executive Officer) no longer on Schedule A of G•••••• B•••••••• L•• (listed 2021-03-30, absent 2022-03-29)Mar 29, 2022 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 864-239-0760reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 864-370-3244reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- GBPWM.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 864-370-3244reportedpublic record, Form ADV, Mar 23, 2026
- Contact form
- retireto.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $127Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026