DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

J•••• A• D•••

E••••• J••••national BDSt. Louis, Mo dual registrantIAPD 5312999

Certified Financial Planner · Chartered Financial Consultant

Feed of 09/14/2026

Also filed as J•••• Alexander D•••

At current firm

1 y

since Apr 28, 2025

In the industry

14 y

since Mar 9, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E••••• J•••• national BD current
since Apr 28, 2025 · St. Louis, Mo
N••••••••• M••••• I••••••••• S••••••••• no RAUM
Apr 29, 2021 to Mar 10, 2025 · Poughkeepsie, Ny
W•••• F•••• A••••••• wirehouse
Apr 30, 2019 to Nov 10, 2020 · Westport, Ct
S•••••••• A••••••• L•• national BD
May 3, 2017 to Feb 23, 2018 · Stamford, Ct
T•• P••••••••• M•• L•• unclassified
Jan 2, 2015 to Dec 31, 2016 · Westport, Ct
A•• I••••••••• S•••••••• I••• asset manager
Mar 27, 2012 to Apr 28, 2014 · Shelton, Ct

Moves

a registration end followed by a registration begin elsewhere

N••••••••• M••••• I••••••••• S••••••••• to E••••• J••••
left Mar 10, 2025, registered Apr 28, 2025 (49 days) · Other
W•••• F•••• A••••••• to N••••••••• M••••• I••••••••• S•••••••••
left Nov 10, 2020, registered Apr 29, 2021 (170 days) · Other
S•••••••• A••••••• L•• to W•••• F•••• A•••••••
left Feb 23, 2018, registered Apr 30, 2019 (431 days) · Affiliated broker-dealer or bank to wirehouse
T•• P••••••••• M•• L•• to S•••••••• A••••••• L••
left Dec 31, 2016, registered May 3, 2017 (123 days) · Other
A•• I••••••••• S•••••••• I••• to T•• P••••••••• M•• L••
left Apr 28, 2014, registered Jan 2, 2015 (249 days) · Other

Signals

J•••• A• D••• left N••••••••• M••••• I••••••••• S••••••••• for E••••• J•••• (registered 2025-04-28)
Mar 10, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address