RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K••••• K•••••• L••••••
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince May 27, 2025 · Baird, Tx
- L•• F•••••••• L•• BD affiliatedOct 4, 2018 to Jun 13, 2025 · North Richland Hills, Tx
- W•••• F•••• A••••••• wirehouseJan 8, 2016 to Oct 1, 2018 · Fort Worth, Tx
- U•• F•••••••• S••••••• I••• wirehouseAug 19, 2015 to Jan 19, 2016 · Ft. Worth, Tx
- C•••••• C••••• G••••• I••• no RAUMNov 25, 2014 to May 11, 2015 · Irvine, Ca
- L•• F•••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Jun 13, 2025, registered May 27, 2025 (-17 days) · Affiliated broker-dealer or bank to another · moved with a team
- W•••• F•••• A••••••• to L•• F•••••••• L••left Oct 1, 2018, registered Oct 4, 2018 (3 days) · Wirehouse to independent RIA
- U•• F•••••••• S••••••• I••• to W•••• F•••• A•••••••left Jan 19, 2016, registered Jan 8, 2016 (-11 days) · Wirehouse to wirehouse · moved with a team
- C•••••• C••••• G••••• I••• to U•• F•••••••• S••••••• I•••left May 11, 2015, registered Aug 19, 2015 (100 days) · Other
- K••••• K•••••• L•••••• left L•• F•••••••• L•• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2025-05-27)Jun 13, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address