DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Former SEC-registered adviser
Boston Mountain Money Management, Inc.
Latest filing Feb 29, 2024
First filing on the tape Mar 6, 2020 · 11 filings
RAUM
$196M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$196M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$196M as of Feb 29, 2024
Mar 12, 2021$147M then
HNW client RAUM$165M as of Feb 29, 2024
Mar 12, 2021$117M then
State-registered IARs (5.B.3)2 as of Feb 29, 2024
Mar 12, 20213 then
Employees (5.A)3 as of Feb 29, 2024
Mar 12, 20214 then
Private funds: no history
RAUM +19% over the last fiscal year+10% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Feb 29, 2024; every figure names its basis
- RAUM per advisor
- $98.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 71derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.5MderivedHNW RAUM over HNW clients
- Average account
- $479,132derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +19%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +2.2%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$165M84%
- Individuals$31.2M16%
- Individual clients
- 76reported
- HNW clients
- 66reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 410reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
- Shawn Scott Alaniz to Greenwood Gearhart, LLCSep 30, 2024 · RIA to RIA
- Mark L Chisenhall to Taurus Financial PlanningDec 2, 2022 · RIA to a state-registered adviser
- Garrett Ryan Hizer to Commonwealth Financial NetworkJan 4, 2021 · RIA to affiliated broker-dealer or bank
- Joshua Charles Peters to Invst, LLCDec 4, 2020 · RIA to RIA
- Justin Michael Hobbs to Wealth Legacy Institute, Inc.Aug 28, 2018 · RIA to RIA
- Jared Michael Machen to Hill Investment GroupNov 20, 2017 · Other
Joined, latest
- Mark L Chisenhall from Goldman Sachs Wealth Services, L.P.Sep 16, 2021 · Affiliated broker-dealer or bank to independent RIA
- Joshua Charles Peters from Cephas Fiduciary InvestmentsFeb 7, 2020 · Other
- Shawn Scott Alaniz from Greenwood Gearhart, LLCAug 29, 2007 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Scott Shawn Alaniz · President & Chief Compliance Officercontrolsince 01/2015 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Bentonville, Ar · principal | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 415 to 410Mar 14, 2023 to Feb 29, 2024
- Advisory employees · 1 to 2Mar 14, 2023 to Feb 29, 2024
- HNW clients · 65 to 66Mar 14, 2023 to Feb 29, 2024
- Individual clients · 74 to 76Mar 14, 2023 to Feb 29, 2024
- Discretionary RAUM · $165M to $196MMar 14, 2023 to Feb 29, 2024
- HNW RAUM · $137M to $165MMar 14, 2023 to Feb 29, 2024
- Individual RAUM · $27.6M to $31.2MMar 14, 2023 to Feb 29, 2024
- RAUM · $165M to $196MMar 14, 2023 to Feb 29, 2024
- Accounts · 406 to 415Jun 6, 2022 to Mar 14, 2023
- Advisory employees · 4 to 1Jun 6, 2022 to Mar 14, 2023
- BD registered reps · 4 to 0Jun 6, 2022 to Mar 14, 2023
- HNW clients · 50 to 65Jun 6, 2022 to Mar 14, 2023
- Individual clients · 86 to 74Jun 6, 2022 to Mar 14, 2023
- Employees · 6 to 3Jun 6, 2022 to Mar 14, 2023
- State-registered IARs · 4 to 2Jun 6, 2022 to Mar 14, 2023
- Discretionary RAUM · $175M to $165MJun 6, 2022 to Mar 14, 2023
- HNW RAUM · $131M to $137MJun 6, 2022 to Mar 14, 2023
- Individual RAUM · $43.3M to $27.6MJun 6, 2022 to Mar 14, 2023
- RAUM · $175M to $165MJun 6, 2022 to Mar 14, 2023
- HQ city · ROGERS to BENTONVILLEMar 4, 2022 to May 11, 2022
- HNW clients · 52 to 50Aug 30, 2021 to Mar 4, 2022
- Individual clients · 83 to 86Aug 30, 2021 to Mar 4, 2022
- Employees · 4 to 6Aug 30, 2021 to Mar 4, 2022
- State-registered IARs · 3 to 4Aug 30, 2021 to Mar 4, 2022
- Discretionary RAUM · $147M to $175MAug 30, 2021 to Mar 4, 2022
- HNW RAUM · $117M to $131MAug 30, 2021 to Mar 4, 2022
- Individual RAUM · $30.5M to $43.3MAug 30, 2021 to Mar 4, 2022
- RAUM · $147M to $175MAug 30, 2021 to Mar 4, 2022
- Accounts · 397 to 406Aug 30, 2021 to Mar 4, 2022
- Advisory employees · 2 to 4Aug 30, 2021 to Mar 4, 2022
- BD registered reps · 0 to 4Aug 30, 2021 to Mar 4, 2022
- Accounts · 363 to 397Jun 12, 2020 to Mar 12, 2021
- Advisory employees · 5 to 2Jun 12, 2020 to Mar 12, 2021
- HNW clients · 39 to 52Jun 12, 2020 to Mar 12, 2021
- Individual clients · 90 to 83Jun 12, 2020 to Mar 12, 2021
- Employees · 6 to 4Jun 12, 2020 to Mar 12, 2021
- State-registered IARs · 5 to 3Jun 12, 2020 to Mar 12, 2021
- Discretionary RAUM · $121M to $147MJun 12, 2020 to Mar 12, 2021
- HNW RAUM · $85.8M to $117MJun 12, 2020 to Mar 12, 2021
- Individual RAUM · $35.4M to $30.5MJun 12, 2020 to Mar 12, 2021
Signals
5 dated events
- Shawn Scott Alaniz left Boston Mountain Money Management, Inc. for Greenwood Gearhart, Llc (registered 2024-10-10)Sep 30, 2024 · Advisor changed firm · fact
- Mark L Chisenhall left Boston Mountain Money Management, Inc. for Taurus Financial Planning (registered 2023-04-06)Dec 2, 2022 · Advisor changed firm · fact
- Elizabeth Stefanie Ceola (Chief Strategy Officer) no longer on Schedule A of Boston Mountain Money Management, Inc. (listed 2022-05-11, absent 2022-06-06)Jun 6, 2022 · Control person left · inference
- Elizabeth Stefanie Ceola (Chief Strategy Officer) appeared on Schedule A of Boston Mountain Money Management, Inc.Aug 30, 2021 · Control person joined · fact
- Boston Mountain Money Management, Inc. filed its initial SEC registration (Form ADV)Mar 6, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026