DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Jodie Young

Valic Financial Advisors, Inc.BD affiliatedBoca Raton, Fldual registrantIAPD 5323403

Feed of 09/14/2026

Also filed as Jodie D Young

At current firm

1 y

since Jun 24, 2025

In the industry

19 y

since Jul 6, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Valic Financial Advisors, Inc. BD affiliated current
since Jun 24, 2025 · Boca Raton, Fl
Wells Fargo Advisors wirehouse
Jun 24, 2024 to Jun 17, 2025 · Boca Raton, Fl
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Aug 28, 2023 to Jun 21, 2024 · Fort Lauderdale, Fl
E*Trade Capital Management, LLC former
Jan 12, 2017 to Aug 16, 2023 · Fort Lauderdale, Fl
Td Ameritrade Investment Management, LLC former
Mar 17, 2015 to Jan 9, 2017 · Ft Lauderdale, Fl
Td Ameritrade, Inc. former
Mar 13, 2015 to Jan 9, 2017 · Fort Lauderdale, Fl
Strategic Advisers LLC national BD
Aug 29, 2012 to Feb 25, 2015 · Westlake, Tx

Moves

a registration end followed by a registration begin elsewhere

Wells Fargo Advisors to Valic Financial Advisors, Inc.
left Jun 17, 2025, registered Jun 24, 2025 (7 days) · Wirehouse to affiliated broker-dealer or bank
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Wells Fargo Advisors
left Jun 21, 2024, registered Jun 24, 2024 (3 days) · Wirehouse to wirehouse · moved with a team
E*Trade Capital Management, LLC to Merrill Lynch, Pierce, Fenner & Smith Incorporated
left Aug 16, 2023, registered Aug 28, 2023 (12 days) · RIA to wirehouse
Td Ameritrade Investment Management, LLC to E*Trade Capital Management, LLC
left Jan 9, 2017, registered Jan 12, 2017 (3 days) · Other
Td Ameritrade, Inc. to Td Ameritrade Investment Management, LLC
left Jan 9, 2017, registered Mar 17, 2015 (-664 days) · channel change inside one enterprise, not a move
Strategic Advisers LLC to Td Ameritrade, Inc.
left Feb 25, 2015, registered Mar 13, 2015 (16 days) · Other

Signals

Jodie Young left Wells Fargo Advisors for Valic Financial Advisors, Inc. (registered 2025-06-24)
Jun 17, 2025 · Advisor changed firm · fact
Jodie Young left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Wells Fargo Advisors (registered 2024-06-24)
Jun 21, 2024 · Advisor changed firm · fact
Jodie Young left E*Trade Capital Management, Llc for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2023-08-28)
Aug 16, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address