RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• F•••••••• B••••
- A•••••••• F•••• M••••••••• L•• asset manager currentsince Mar 8, 2023 · Boston, Ma
- E•••••• A••••••• G••••• L•• BD affiliatedFeb 3, 2020 to Feb 21, 2023 · Manchester, Nh
- T• P•••••• C••••• W••••• L•• BD affiliatedOct 30, 2015 to Nov 8, 2017 · New York, Ny
- S•••••••• A••••••• L•• national BDFeb 8, 2008 to Oct 23, 2015 · Merrimack, Nh
- E•••••• A••••••• G••••• L•• to A•••••••• F•••• M••••••••• L••left Feb 21, 2023, registered Mar 8, 2023 (15 days) · Other
- T• P•••••• C••••• W••••• L•• to E•••••• A••••••• G••••• L••left Nov 8, 2017, registered Feb 3, 2020 (817 days) · Other
- S•••••••• A••••••• L•• to T• P•••••• C••••• W••••• L••left Oct 23, 2015, registered Oct 30, 2015 (7 days) · Other
- J••••• F•••••••• B•••• left E•••••• A••••••• G••••• L•• for A•••••••• F•••• M••••••••• L•• (registered 2023-03-08)Feb 21, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address