DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

David Haertel

Empower Advisory Group, LLCBD affiliatedGreenwood Village, Co dual registrantIAPD 5324529

Feed of 09/15/2026

Also filed as David Haertel

At current firm

0 y

since Aug 27, 2026

In the industry

14 y

since Oct 12, 2011 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Empower Advisory Group, LLC BD affiliated current
since Aug 27, 2026 · Greenwood Village, Co
Charles Schwab & Co., Inc. national BD
Apr 14, 2023 to Aug 1, 2026 · Plano, Tx
Fisher Investments independent RIA
May 28, 2021 to Mar 28, 2023 · Tampa, Fl
Fidelity Personal And Workplace Advisors former
Jul 13, 2018 to Mar 31, 2021 · Boston, Ma
Strategic Advisers LLC national BD
Apr 7, 2016 to Jul 13, 2018 · Merrimack, Nh
Td Ameritrade Investment Management, LLC former
Oct 17, 2011 to Feb 9, 2015 · Burlington, Ma
Td Ameritrade, Inc. former
Oct 13, 2011 to Feb 9, 2015 · Burlington, Ma

Moves

a registration end followed by a registration begin elsewhere

Charles Schwab & Co., Inc. to Empower Advisory Group, LLC
left Aug 1, 2026, registered Aug 27, 2026 (26 days) · Affiliated broker-dealer or bank to another
Fisher Investments to Charles Schwab & Co., Inc.
left Mar 28, 2023, registered Apr 14, 2023 (17 days) · RIA to affiliated broker-dealer or bank
Fidelity Personal And Workplace Advisors to Fisher Investments
left Mar 31, 2021, registered May 28, 2021 (58 days) · Affiliated broker-dealer or bank to independent RIA
Strategic Advisers LLC to Fidelity Personal And Workplace Advisors
left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move
Td Ameritrade, Inc. to Td Ameritrade Investment Management, LLC
left Feb 9, 2015, registered Oct 17, 2011 (-1211 days) · channel change inside one enterprise, not a move
Td Ameritrade Investment Management, LLC to Strategic Advisers LLC
left Feb 9, 2015, registered Apr 7, 2016 (423 days) · Other

Signals

David Haertel left Charles Schwab & Co., Inc. for Empower Advisory Group, Llc (registered 2026-08-27)
Aug 1, 2026 · Advisor changed firm · fact
David Haertel left Fisher Investments for Charles Schwab & Co., Inc. (registered 2023-04-14)
Mar 28, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address